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Joy Spreader Group Inc. — Capital/Financing Update 2020
Sep 10, 2020
51106_rns_2020-09-09_870f8acc-310c-46b7-bfde-0e93e19dc6ac.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Joy Spreader Interactive Technology. Ltd (the “Company”) dated September 10, 2020 (the “Prospectus”). 本申請表格使用樂享互 Staple your 動有限公司(「本公司」)於2020年9月10日刊發的招股章程(「招股章程」)所界定的相同詞彙。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an here offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong 請將股款 Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外的任何司法權區 緊釘在此 要約出售或游說要約購買任何香港發售股份。若無根據美國證券法登記或獲豁免登記,香港發售股份 不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格 及招股章程的司法權區內,概不得發送或派發或複製(不論以任何方式,亦不論全部或部分)本申請表 格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in paragraph headed “A. Documents Delivered to the Registrar of Companies in Hong Kong” in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「A. 送呈香港公司註冊處處長的文件」一段所述的其他文件已遵照香港法例第32章公司(清盤及雜項條文) 條例第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有 限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監 會」)及香港公司註冊處處長對此等文件的內容概不負責。 Joy Spreader Interactive Technology. Ltd 樂享互動有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock Code : 6988 股份代號:6988 Maximum Offer Price : HK$3.21 per Share, plus brokerage of 1%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價:每股股份3.21港元,另加1%經紀佣金、0.0027% 證監會交易徵費及0.005%聯交所交易費(須於申 請時以港元繳足,多繳款項將予退還) You should read this Application Form in conjunction with the Prospectus, which contains further 一 , information on the application procedures. 招股章程載有關於申請手續的進 步資料 本申請表格應與 一 。 招股章程 併閱讀 Application Form 申請表格 To: Joy Spreader Interactive Technology. Ltd 致: 樂享互動有限公司 Joint Sponsors 聯席保薦人 Joint Representatives 聯席代表 Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 Joint Lead Managers 聯席牽頭經辦人 Hong Kong Underwriters 香港包銷商
Applicants’ declaration
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
申請人聲明
~~本~~ 人 ~~╱~~ 吾 ~~等~~ 同意本申請表格及招股章程的條款及條件以 及申請手續。請參閱本申請表格「填寫及遞交本申請表格 的效用」一節。
警告: 僅可就任何人士的利益作出一份申請。請參閱「填 ~~寫~~ 及 ~~遞交本申請表格的效~~ 用 ~~」~~ 一 ~~節~~ 最 ~~後~~ 四 ~~點~~ 。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more than Cheque/banker’s cashier order number 支票 ╱ 銀行本票號碼 27,185,000 Shares) 申請香港發售股份數目(不超過27,185,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票 ╱ 銀行本 Total amount 總額 票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letters) 英文姓名╱名稱(以 正楷 填寫) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong identity card no./passport no./Hong Kong business registration no. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK letters) Hong Kong identity card no./passport no./Hong Kong business registration no. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請 所有其他聯名申請人的英文姓名╱名稱(如有,以 正楷 填寫) * 人的香港身份證號碼╱護照號碼╱香港商業登記號碼 (請刪除不適用者) 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 閣下若不填寫本節, 是項申請將視作為 閣下本身利益提出。請填寫每名(聯 名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 及香港 地址* )
For internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- (1) An individual must provide his Hong Kong identity card number or, if he does not hold a Hong Kong identity card, his passport number. A body corporate must provide its Hong Kong business registration number. Each joint applicant must provide its or his relevant number. The Hong Kong identity card number(s)/passport number(s)/Hong Kong business registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個人必須填寫其香港身份證 號碼或(如非香港身份證持有人)護照號碼。法人團體必須填寫其香港商業登記號碼。每名聯名 申請人均必須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交第 三方以核實申請表格的有效性。 (2) Part of the Hong Kong identity card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong identity card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 如申請人是一家非上市公司,而: • 該公司的主要業務為證券買賣;及 • 閣下可對該公司行使法定控制權, 是項申請將視作為 閣下的利益提出。
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
|---|---|---|---|---|---|
| No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) |
No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) |
No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) |
No. of Hong Kong Offer Shares applied for Amount payable on application (HK$) |
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| 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 3,242.35 6,484.69 9,727.04 12,969.39 16,211.73 19,454.08 22,696.43 25,938.77 29,181.12 32,423.48 48,635.21 |
20,000 25,000 30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 64,846.94 81,058.68 97,270.42 113,482.15 129,693.89 145,905.62 162,117.36 194,540.83 226,964.31 259,387.77 291,811.25 |
100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 324,234.72 648,469.43 972,704.15 1,296,938.87 1,621,173.59 1,945,408.30 2,269,643.02 2,593,877.74 2,918,112.45 3,242,347.17 6,484,694.34 樣 |
3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 20,000,000 27,185,000(1) 9,727,041.51 12,969,388.68 16,211,735.85 19,454,083.02 22,696,430.19 25,938,777.36 29,181,124.53 32,423,471.70 64,846,943.40 88,143,207.81 (1)Maximum number of Hong Kong Offer Shares you may apply for. |
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| 2. 3. |
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| The cheque must: |
Banker’s cashier order must: |
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| • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — JOY SPREADER INTERACTIVE PUBLIC OFFER” • be crossed “Account Payee Only”; S |
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| • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorized by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. |
• be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorized by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. |
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
(a) Bank of China (Hong Kong) Limited:
Branch Name
Address
Hong Kong Island Des Voeux Road West Branch 111-119 Des Voeux Road West, Hong Kong Kowloon Olympian City Branch Shop 133, 1/F, Olympian City 2, 18 Hoi Ting Road, Kowloon New Territories Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O, New Territories Yuen Long Branch 102-108 Castle Peak Road, Yuen Long, New Territories (b) CMB Wing Lung Bank Limited: Branch Name Address Hong Kong Island Head Office 45 Des Voeux Road Central, Hong Kong North Point Branch 361 King’s Road, Hong Kong Kowloon Mongkok Branch B/F CMB Wing Lung Bank Centre, 636 Nathan Road, Kowloon (c) Standard Chartered Bank (Hong Kong) Limited: Branch Name Address Hong Kong Island Des Voeux Road Branch Standard Chartered Bank Building, 4-4A, Des Voeux Road Central, Central Causeway Bay Branch G/F to 2/F, Yee Wah Mansion, 38-40A Yee Wo Street, Causeway Bay Kowloon Tsimshatsui Branch Shop G30 & B117-23, G/F, Mira Place One, 132 Nathan Road, Tsim Sha Tsui San Po Kong Branch Shop A, G/F, Perfect Industrial Building, 31 Tai Yau Street, San Po Kong New Territories Shatin Plaza Branch Shop No. 8, Shatin Plaza, 21-27 Shatin Centre Street, Shatin
Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O, New Territories 102-108 Castle Peak Road, Yuen Long, New Territories
Hong Kong Island Head Office 45 Des Voeux Road Central, Hong Kong North Point Branch 361 King’s Road, Hong Kong Kowloon Mongkok Branch B/F CMB Wing Lung Bank Centre, 636 Nathan Road, Kowloon
Shop G30 & B117-23, G/F, Mira Place One, 132 Nathan Road, Tsim Sha Tsui Shop A, G/F, Perfect Industrial Building, 31 Tai Yau Street, San Po Kong
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
5. Your Application Form can be lodged at these times:
(a) Bank of China (Hong Kong) Limited:
– Thursday, September 10, 2020 9:00 a.m. to 4:00 p.m. – Friday, September 11, 2020 9:00 a.m. to 4:00 p.m. Saturday, September 12, 2020 – 9:00 a.m. to 12:00 noon – Monday, September 14, 2020 9:00 a.m. to 4:00 p.m. Tuesday, September 15, 2020 – 9:00 a.m. to 12:00 noon
(b) CMB Wing Lung Bank Limited: – Thursday, September 10, 2020 10:00 a.m. to 4:00 p.m. – Friday, September 11, 2020 10:00 a.m. to 4:00 p.m. – Saturday, September 12, 2020 9:00 a.m. to 1:00 p.m. – Monday, September 14, 2020 10:00 a.m. to 4:00 p.m. Tuesday, September 15, 2020 – 10:00 a.m. to 12:00 noon (c) Standard Chartered Bank (Hong Kong) Limited: – Thursday, September 10, 2020 10:00 a.m. to 4:00 p.m. – Friday, September 11, 2020 10:00 a.m. to 4:00 p.m. Saturday, September 12, 2020 – 10:00 a.m. to 12:00 noon – Monday, September 14, 2020 10:00 a.m. to 4:00 p.m. Tuesday, September 15, 2020 – 10:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, September 15, 2020. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
申請手續
- 請使用下表計算 閣下應付的款項。 閣下申請認購的股份數目須至少為1,000股香港發售股份, 並為下表所列的其中一個數目,否則恕不受理。
可供申請認購的香港發售股份數目及應繳款項
| 可供申請認購的香港發售股份數目及應繳款項 | 可供申請認購的香港發售股份數目及應繳款項 | 可供申請認購的香港發售股份數目及應繳款項 | 可供申請認購的香港發售股份數目及應繳款項 |
|---|---|---|---|
| 申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) |
申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) |
申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) |
申請認購的 香港發售 股份數目 申請時 應繳款項 (港元) |
| 1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 15,000 3,242.35 6,484.69 9,727.04 12,969.39 16,211.73 19,454.08 22,696.43 25,938.77 29,181.12 32,423.48 48,635.21 |
20,000 25,000 30,000 35,000 40,000 45,000 50,000 60,000 70,000 80,000 90,000 64,846.94 81,058.68 97,270.42 113,482.15 129,693.89 145,905.62 162,117.36 194,540.83 226,964.31 259,387.77 291,811.25 |
100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 324,234.72 648,469.43 972,704.15 1,296,938.87 1,621,173.59 1,945,408.30 2,269,643.02 2,593,877.74 2,918,112.45 3,242,347.17 6,484,694.34 樣 |
3,000,000 4,000,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 20,000,000 27,185,000(1) 9,727,041.51 12,969,388.68 16,211,735.85 19,454,083.02 22,696,430.19 25,938,777.36 29,181,124.53 32,423,471.70 64,846,943.40 88,143,207.81 (1) 閣下可申請認購的香港發售股份 最高數目。 |
| 2. 請以英文正楷填妥及簽署表格。僅接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請必須附上一張獨立開出的支票或一 張獨立開出的銀行本票。倘支票或銀行本票未符合以下所有規定, 閣下的認購申請將不獲接納: mpl |
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| 支票必須: |
銀行本票必須: |
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| • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 — 樂享互動公開發售」; • 劃線註明「只准入抬頭人賬戶」; Sa |
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| • 從 閣下在香港的港元銀行賬戶中開 出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱 必須已預印在支票上,或由有關銀行授 權的人士在支票背書。賬戶名稱必須 與 閣下姓名╱名稱相同。如屬聯名申 請,賬戶名稱必須與排名首位申請人的 姓名╱名稱相同。 |
• 須由香港持牌銀行開出,並由有關銀 行授權的人士在銀行本票背面簽署核 證 閣下姓名╱名稱。銀行本票所示 姓名╱名稱須與 閣下姓名╱名稱相 同。如屬聯名申請,銀行本票背面所示 姓名╱名稱必須與排名首位申請人的姓 名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附支票或銀行本票)投入下列任何一 家分行的收集箱:
(a) 中國銀行(香港)有限公司: 分行名稱 地址 香港島 德輔道西分行 香港德輔道西111-119號 九龍 奧海城分行 九龍海庭道18號奧海城二期一樓133號舖 新界 新都城分行 新界將軍澳新都城一期二樓209號舖 元朗分行 新界元朗青山公路102-108號 (b) 招商永隆銀行有限公司: 分行名稱 地址 香港島 總行 香港德輔道中45號 北角分行 香港英皇道361號 九龍 旺角分行 九龍彌敦道636號招商永隆銀行中心地庫 (c) 渣打銀行(香港)有限公司: 分行名稱 地址 香港島 德輔道分行 中環德輔道中4-4A號渣打銀行大廈4-4A號渣打銀行大廈號渣打銀行大廈 銅鑼灣分行 銅鑼灣怡和街38-40A號怡華大廈地下至238-40A號怡華大廈地下至2號怡華大廈地下至22 樓 九龍 尖沙咀分行 尖沙咀彌敦道132號美麗華廣場一期地下 G30號舖及低層地下B117-23號舖 新蒲崗分行 新蒲崗大有街31號善美工業大廈地下 A號舖 新界 沙田廣場分行 沙田沙田正街21-27號沙田廣場8號舖
中環德輔道中4-4A號渣打銀行大廈4-4A號渣打銀行大廈號渣打銀行大廈 銅鑼灣怡和街38-40A號怡華大廈地下至238-40A號怡華大廈地下至2號怡華大廈地下至22 樓
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
5. 閣下可於下列時間遞交申請表格:
(a) 中國銀行(香港)有限公司: 2020年9月10日(星期四)— 上午九時正至下午四時正 2020年9月11日(星期五)— 上午九時正至下午四時正 2020年9月12日(星期六)— 上午九時正至中午十二時正 2020年9月14日(星期一)— 上午九時正至下午四時正 2020年9月15日(星期二)— 上午九時正至中午十二時正 (b) 招商永隆銀行有限公司: 2020年9月10日(星期四)— 上午十時正至下午四時正 2020年9月11日(星期五)— 上午十時正至下午四時正 2020年9月12日(星期六)— 上午九時正至下午一時正 2020年9月14日(星期一)— 上午十時正至下午四時正 2020年9月15日(星期二)— 上午十時正至中午十二時正 (c) 渣打銀行(香港)有限公司: 2020年9月10日(星期四)— 上午十時正至下午四時正 2020年9月11日(星期五)— 上午十時正至下午四時正 2020年9月12日(星期六)— 上午十時正至中午十二時正 2020年9月14日(星期一)— 上午十時正至下午四時正 2020年9月15日(星期二)— 上午十時正至中午十二時正 6. 閣下遞交申請的最後時間為2020年9月15日(星期二)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,惟須視乎天氣情況(詳見招股章程「如何申請香港發 售股份」一節「惡劣天氣對辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
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Joy Spreader Interactive Technology. Ltd 樂享互動有限公司
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(Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING
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Conditions of your application their respective directors, officers, employees, partners, A. Who can apply agents, advisers and any parties involved in the Global 1. You and any person(s) for whose benefit you are applying Offering is or will be liable for any information and must be 18 years of age or older and must have a Hong Kong representations not in the Prospectus (and any supplement to address. it);
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- If you are a firm, the application must be in the individual • undertake and confirm that you or the person(s) for whose members’ names. benefit you have made the application have not applied for or
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- The number of joint applicants may not exceed four. taken up, or indicated an interest for, and will not apply for or 4. If you are a body corporate, the application must be signed take up, or indicate an interest for, any International Offering by a duly authorized officer, who must state his representative Shares nor participated in the International Offering; capacity, and stamped with your corporation’s chop. • agree to disclose to the Company, the Hong Kong Share
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- You must be outside the United States and not be a United Registrar, the receiving banks, the Joint Sponsors, the Joint States Person (as defined in Regulation S under the U.S. Representatives, the Joint Global Coordinators, the Joint Securities Act) and not be a legal or natural person of the Bookrunners, the Joint Lead Managers, the Underwriters PRC. and/or their respective advisers and agents any personal data
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- Unless permitted by the Listing Rules, you cannot apply for which they may require about you and the person(s) for any Hong Kong Offer Shares if you: whose benefit you have made the application;
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• are an existing beneficial owner of Shares in the Company • if the laws of any place outside Hong Kong apply to your and/ or any of its subsidiaries; application, agree and warrant that you have complied
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• are a director or chief executive officer of the Company with all such laws and none of the Company, the Joint
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and/or any of its subsidiaries; Representatives, the Joint Global Coordinators, the Joint
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• are a connected person or a core connected person (as Bookrunners, the Joint Lead Managers, the Underwriters nor
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respectively defined in the Listing Rules) of the Company any of their respective officers or advisers will breach any
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or will become a connected person or a core connected law outside Hong Kong as a result of the acceptance of your
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person of the Company immediately upon completion of offer to purchase, or any action arising from your rights and
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the Global Offering;
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• are an associate or a close associate (as respectively obligations under the terms and conditions contained in the Prospectus and this Application Form;
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defined in the Listing Rules) of any of the above; and
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• have been allocated or have applied for any International • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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Offer Shares or otherwise participate in the International • agree that your application will be governed by the laws of
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Offering. Hong Kong;
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B. If you are a nominee • represent, warrant and undertake that (i) you understand that You, as a nominee, may make more than one application for the the Hong Kong Offer Shares have not been and will not be Hong Kong Offer Shares by: (i) giving electronic instructions to registered under the U.S. Securities Act; and (ii) you and HKSCC via Central Clearing and Settlement System (“CCASS”) any person for whose benefit you are applying for the Hong (if you are a CCASS Participant); or (ii) using a WHITE Kong Offer Shares are outside the United States (within or YELLOW Application Form, and lodge more than one the meaning of Regulation S) or are a person described in application in your own name on behalf of different beneficial paragraph (h)(3) of Rule 902 of Regulation S; owners. • warrant that the information you have provided is true and accurate;
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C. Effect of completing and submitting this Application Form • agree to accept the Hong Kong Offer Shares applied for or By completing and submitting this Application Form, you (and any lesser number allocated to you under the application; if you are joint applicants, each of you jointly and severally) for • authorize (i) the Company to place your name(s) on the yourself or as an agent or a nominee on behalf of each person for Company’s register of members as the holder(s) of any Hong whom you act: Kong Offer Shares allocated to you and such other registers • undertake to execute all relevant documents and instruct as required under the Articles of Association, and (ii) the and authorize the Company and/or the Joint Representatives Company and/or its agents to send any Share certificate(s) (or their agents or nominees), as agents of the Company, to and/or any e-Refund payment instructions and/or any refund execute any documents for you and to do on your behalf all cheque(s) to you or the first-named applicant for joint things necessary to register any Hong Kong Offer Shares application by ordinary post at your own risk to the address allocated to you in your name as required by the Articles of stated on the application, unless you have fulfilled the criteria Association; mentioned in “How to apply for Hong Kong Offer Shares
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• agree to comply with the Articles of Association, the — 14. Dispatch/Collection of Share Certificates and Refund Companies (Winding Up and Miscellaneous Provisions) Monies — Personal Collection” section of the Prospectus Ordinance (Chapter 32 of the Laws of Hong Kong) and to collect the Share certificate(s) and/or refund cheque(s) in Companies Ordinance; person;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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understand that, where the International Offer Shares are undersubscribed and the Hong Kong Offer Shares are oversubscribed irrespective of the extent of over subscription, up to 54,370,000 Offer Shares may be reallocated to the Hong Kong Public Offering from the International Offering, so that the total number of the Offer Shares available under the Hong Kong Public Offering will be increased to 108,740,000 Offer Shares, representing 20.0% of the number of the Offer Shares initially available under the Global Offering (before any exercise of the Over-allotment Option). Further details of the reallocation are stated in the paragraph headed “Structure of the Global Offering — The Hong Kong Public Offering — Reallocation” of the Prospectus;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
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agree that none of the Company, the Joint Sponsors, the Joint Representatives, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters,
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
If you are an individual who is eligible for personal collection, you must not authorize any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorized representative must bear a letter of authorization from your corporation stamped with your corporation’s chop. Both individuals and authorized representatives must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited.
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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• understand that the Company, the Directors and the Joint Representatives will rely on your declarations and representations in deciding whether or not to allocate any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
• (if the application is made for your own benefit) warrant that If you do not collect your refund cheque(s) and/or Share no other application has been or will be made for your benefit certificate(s) (where applicable) personally within the time on a WHITE or YELLOW Application Form or by giving specified for collection, they will be despatched promptly to the electronic application instructions to HKSCC or through address as specified on this Application Form by ordinary post at the White Form eIPO service by you or by any one as your your own risk. agent or by any other person; and If you apply for less than 1,000,000 Hong Kong Offer Shares, • (if you are making the application as an agent for the benefit your refund cheque(s) and/or Share certificate(s) (where of another person) warrant that (i) no other application has applicable) will be sent to the address specified in your been or will be made by you as agent for or for the benefit of Application Form on or before Tuesday, September 22, 2020, by that person or by that person or by any other person as agent ordinary post and at your own risk. for that person on a WHITE or YELLOW Application Form Refund of application monies or by giving electronic application instructions to HKSCC; If you do not receive any Hong Kong Offer Shares or if your and (ii) you have due authority to sign the Application Form application is accepted only in part, the Company will refund or give electronic application instructions on behalf of that to you your application monies, or the appropriate portion other person as their agent. thereof, together with brokerage of 1%, SFC transaction levy of D. Power of attorney 0.0027% and Stock Exchange trading fee of 0.005%, without If your application is made by a person under a power of attorney, interest. If the Offer Price is less than the maximum Offer Price, the Company and the Joint Representatives, as the Company’s the Company will refund to you the surplus application monies agent, may accept or reject your application at their discretion together with the related brokerage of 1%, SFC transaction levy and on any conditions they think fit, including requiring evidence of 0.0027% and Stock Exchange trading fee of 0.005%, without of the attorney’s authority. interest. The refund procedures are stated in the “14. Despatch/Collection Price Determination and allocation of the Global Offering of Share Certificates and Refund Monies” in the “How to Apply The Offer Price is expected to be fixed on or around Tuesday, for Hong Kong Offer Shares” section of the Prospectus. September 15, 2020. Applicants are required to pay the maximum Application by HKSCC Nominees Limited (“HKSCC Offer Price of HK$3.21 for each Hong Kong Offer Share together Nominees”) with brokerage of 1%, SFC transaction levy of 0.0027% and Where this Application Form is signed by HKSCC Nominees Stock Exchange trading fee of 0.005%. If the Offer Price is not on behalf of persons who have given electronic application agreed between the Company and the Joint Representatives (for instructions to apply for the Hong Kong Offer Shares, the itself and on behalf of the Underwriters) by Tuesday, September provisions of this Application Form which are inconsistent with 22, 2020, the Global Offering will not proceed and will lapse. those set out in the Prospectus shall not apply and provisions in Applications for Hong Kong Offer Shares will not be processed the Prospectus shall prevail. and no allotment of any Hong Kong Offer Shares will be made Without limiting the generality of this paragraph, the following until the application lists close. sections of this Application Form are inapplicable where this The allocation of Offer Shares between the Hong Kong Public form is signed by HKSCC Nominees: Offering and the International Offering is subject to adjustment as • “Applicants’ declaration” on the first page; detailed in the section headed “Structure of the Global Offering • “Warning” on the first page; — The Hong Kong Public Offering — Reallocation” in the • “If you are a nominee”; Prospectus. In particular, the Joint Representatives may reallocate • All representations and warranties under the “Effect of Offer Shares from the International Offering to the Hong Kong completing and submitting this Application Form” section, Public Offering to satisfy valid applications under the Hong Kong except the first one regarding registration of Hong Kong Offer Public Offering. In accordance with Guidance Letter HKExShares in the applicant’s name and the signing of documents GL91-18 issued by the Stock Exchange, if such reallocation is to enable the applicant to be registered as the holder of the done other than pursuant to Practice Note 18 of the Listing Rules, Hong Kong Offer Shares; the maximum total number of Offer Shares that may be reallocated • “If your application for Hong Kong Offer Shares is successful to the Hong Kong Public Offering following such reallocation (in whole or in part)”; and shall be not more than 108,740,000 Offer Shares, representing two • “Refund of application monies”. times the number of Hong Kong Offer Shares initially available The following sections in the “How to Apply for Hong Kong under the Hong Kong Public Offering and 20% of the total number Offer Shares” section of the Prospectus are inapplicable where of Offer Shares initially available under the Global Offering, and that the final Offer Price must be fixed at the bottom end of the this form is signed by HKSCC Nominees: • “How many applications can you make”; and indicative offer price range stated in the prospectus. • “Circumstances in which you will not be allocated Hong Publication of results Kong Offer Shares”. The Company expects to announce the Offer Price, the level Effect of the Information You Give to Computershare Hong of indication of interest in the International Offering, the level Kong Investor Services Limited of applications under the Hong Kong Public Offering and Computershare Hong Kong Investor Services Limited and its the basis of allocation of the Hong Kong Offer Shares on or related bodies’ corporate, directors, officers, employees and before Tuesday, September 22, 2020 on the websites of the agents (“Representatives”) expressly disclaim and exclude to the Company at www.adjoy.com.cn and the Stock Exchange at www.hkexnews.hk . The results of allocations and the Hong maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person Kong identity card/passport/Hong Kong business registration or entity however caused relating in any way to, or connected numbers of successful applicants under the Hong Kong Public with, any information provided by or on behalf of the applicant Offering will be available on the above websites.
- All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Hong Kong Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Hong Kong Offer Shares;
Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.
If your application for Hong Kong Offer Shares is successful (in whole or in part)
If you apply for 1,000,000 or more Hong Kong Offer Shares and have provided all information required by this Application Form, you may collect your refund cheque(s) and/or Share certificate(s) (where applicable) from Computershare Hong Kong Investor Services Limited, at Shops 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Tuesday, September 22, 2020 or such other date as notified by us on the above websites.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
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Joy Spreader Interactive Technology. Ltd 樂享互動有限公司
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(於開曼群島註冊成立之有限公司) 全球發售
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申請條件 參與全球發售的任何其他各方均不會或將不會對招股章 甲. 可提出申請的人士 程(及其任何補充文件)所載者之外的任何資料及陳述 1. 閣下及 閣下為其利益提出申請的任何人士必須年滿18 負責; 歲並擁有香港地址。 • 承諾及確認 閣下或 閣下為其利益提出申請的人士並
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- 如 閣下為商號,申請必須以個人成員名義提出。 無申請或認購或表示有意認購任何國際發售股份,亦將
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- 聯名申請人不得超過四名。 不會申請或認購或表示有意認購任何國際發售股份,亦
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- 如 閣下為法人團體,申請須經獲正式授權人士簽署, 不會參與國際發售;
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並註明其代表身份及加蓋公司印章。 • 同意向本公司、香港證券登記處、收款銀行、聯席保薦
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- 閣下必須身處美國境外,並非美國籍人士(定義見美國 人、聯席代表、聯席全球協調人、聯席賬簿管理人、聯
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證券法S規例),亦非中國法人或自然人。 席牽頭經辦人、包銷商及╱或彼等各自的顧問及代理
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- 除非上市規則允許,否則下列人士不得申請任何香港發 披露彼等所要求有關 閣下及 閣下為其利益提出申請
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售股份: • 本公司及╱或其任何附屬公司股份的現有實益擁 的人士的任何個人資料; 有人; • 若香港以外任何地區的法例適用於 閣下的申請,
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• 本公司及╱或其任何附屬公司的董事或最高行政 則 閣下同意及保證 閣下已遵守所有有關法例,且本 人員; 公司、聯席代表、聯席全球協調人、聯席賬簿管理人、
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• 本公司的關連人士或核心關連人士(各定義見上市 聯席牽頭經辦人、包銷商及彼等各自的任何高級職員或 規則)或緊隨全球發售完成後成為本公司關連人士 顧問將不會因接納 閣下的購買要約或因 閣下於招股 或核心關連人士的人士; 章程及本申請表格所載條款及條件項下的權利與義務所
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• 上述任何人士的聯繫人或緊密聯繫人(各定義見上 引致的任何行動而違反香港以外地區的任何法例; 市規則);及 • 同意 閣下的申請一經接納,即不得因無意作出的失實
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• 已獲分配或已申請任何國際發售股份或以其他方式 陳述而撤銷;
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參與國際發售的人士。 • 同意 閣下的申請將受香港法例規管; • 聲明、保證及承諾(i) 閣下明白香港發售股份並無及
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乙. 如 閣下為代名人 將不會根據美國證券法登記;及(ii) 閣下及 閣下為
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閣下作為代名人可提出超過一份香港發售股份申請,方法 其利益申請香港發售股份的任何人士均身處美國境外
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是:(i)透過中央結算及交收系統(「中央結算系統」)向香港 (定義見S規例),或屬S規例第902條第(h)(3)段所述的人
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結算發出電子認購指示(如 閣下為中央結算系統參與者); 士;
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或(ii)使用 白色 或 黃色 申請表格以本身名義代表不同實益擁有 • 保證 閣下所提供的資料真實準確;
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人提交超過一份申請。 • 同意接納所申請的香港發售股份或根據申請向 閣下所
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丙. 填寫及遞交本申請表格的效用 分配任何較少數目的股份; 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 • 授權(i)本公司將 閣下的姓名╱名稱列入本公司股東 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 名冊及組織章程細則規定之其他名冊,作為 閣下獲 其行事的每名人士的代理或代名人: 分配任何香港發售股份的持有人,及(ii)本公司及╱或 • 承諾簽立所有有關文件,並指示及授權本公司及╱或 其代理將任何股票及╱或任何電子退款指示及╱或任 作為本公司代理的聯席代表(或其代理或代名人),代 何退款支票以普通郵遞方式按申請所示地址寄予 閣 表 閣下簽立任何文件,並代表 閣下處理一切必要事 下或(如屬聯名申請)排名首位的申請人,郵誤風險概 務,以便根據組織章程細則的規定,以 閣下名義登 由 閣下自行承擔,除非 閣下已符合招股章程「如何
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記 閣下獲分配的任何香港發售股份; 申請香港發售股份- 14. 發送╱領取股票及退回股款—
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• 同意遵守組織章程細則、香港法例第32章公司(清盤及 親身領取」一節所載親身領取股票及╱或退款支票的條
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雜項條文)條例及公司條例; 件;
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除非上市規則允許,否則下列人士不得申請任何香港發 售股份:
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確認 閣下已閱讀招股章程及本申請表格所載條款及條 件以及申請手續,並同意受其約束;
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明白倘國際發售股份認購不足而香港發售股份獲超額認 購(不論超額認購程度),則最多54,370,000股發售股份 可由國際發售重新分配至香港公開發售,致使根據香港 公開發售可供認購的發售股份總數將增至108,740,000股 發售股份,相當於全球發售項下初步可供認購的發售股 份數目的20.0%(於超額配股權獲行使前)。有關重新分 配的進一步詳情,請參閱招股章程「全球發售的架構- 香港公開發售-重新分配」一段;
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確認 閣下已接獲及閱讀招股章程,並於作出申請時僅 倚賴招股章程所載資料及陳述,且將不會倚賴招股章程 任何補充文件所載者以外的任何其他資料或陳述;
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確認 閣下已知悉招股章程內有關全球發售的限制;
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同意本公司、聯席保薦人、聯席代表、聯席全球協調 人、聯席賬簿管理人、聯席牽頭經辦人、包銷商、彼等 各自的董事、高級職員、僱員、合夥人、代理、顧問及
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
如 閣下屬可親自領取的個人申請人,則不得授權任何其他 人士代表 閣下領取。如 閣下屬可親自領取的公司申請 人,則必須委派授權代表攜同加蓋公司印章的授權書領取。 個人和授權代表於領取時均須出示獲香港中央證券登記有限 公司接納的身份證明文件。
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聲明及表示此乃 閣下作出的唯一申請及 閣下擬以本 身或 閣下為其利益提出申請的人士為受益人作出的唯 一申請;
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明白本公司、董事及聯席代表將倚賴 閣下的聲明及陳 述而決定是否向 閣下分配任何香港發售股份及 閣下 如作出虛假聲明,可能會被檢控;
如作出虛假聲明,可能會被檢控; 如 閣下未於指定領取時間內親自領取退款支票及╱或股票 • (如申請以 閣下本身為受益人提出)保證 閣下或作 (如適用),有關退款支票及╱或股票隨即會以普通郵遞方式 為 閣下代理的任何人士或任何其他人士並無或將不 寄往本申請表格所示地址,郵誤風險概由 閣下自行承擔。 會為 閣下的利益以 白色 或 黃色 申請表格或向香港結算 如 閣下申請認購1,000,000股以下香港發售股份,則 閣下 或通過 白表eIPO 服務發出 電子認購指示 而作出其他申 的退款支票及╱或股票(如適用)將於2020年9月22日(星期 請;及 二)或之前以普通郵遞方式寄往 閣下申請表格所示地址, • (如 閣下作為代理為其他人士利益提出申請)保證 郵誤風險概由 閣下自行承擔。 (i) 閣下(作為該名人士的代理或為其利益)或該名人 退還申請股款 士或作為其代理的任何其他人士並無或將不會以 白色 或 若 閣下未獲分配任何香港發售股份或申請僅部分獲接納, 黃色 申請表格或向香港結算發出 電子認購指示 作出其他 本公司將不計利息退還 閣下的申請股款或其適當部分連同 申請;及(ii) 閣下已獲正式授權以該名其他人士代理 1%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易 。 的身份簽署申請表格或發出 電子認購指示 費。如發售價低於最高發售價,本公司將不計利息退還多收 丁. 授權書 申請股款連同相關的1%經紀佣金、0.0027%證監會交易徵費 如 閣下的申請由獲有授權書的人士提出,本公司及聯席代 及0.005%聯交所交易費。 表(作為本公司代理)可按其認為合適的任何條件(包括要求 有關退款手續載於招股章程「如何申請香港發售股份」一節 出示授權證明)酌情接納或拒絕 閣下的申請。 「14. 發送╱領取股票及退回股款」。 全球發售定價及分配 香港中央結算(代理人)有限公司(「香港結算代理人」)提出 預期發售價將於2020年9月15日(星期二)或前後釐定。申請 的申請 人須繳付最高發售價每股香港發售股份3.21港元,另加1%經 如本申請表格由香港結算代理人代表已發出電子認購指示申 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。 請香港發售股份的人士簽署,本申請表格與招股章程不符的 倘本公司與聯席代表(為其本身及代表包銷商)並無於2020 條文將不適用,且以招股章程所述者為準。 年9月22日(星期二)之前協定發售價,則全球發售將不會進 在不限制此段一般性的原則下,本申請表格的以下部分在香 行並將告失效。截止登記申請前,不會處理香港發售股份的 港結算代理人簽署本表格時並不適用: 申請及配發任何香港發售股份。 • 第一頁的「申請人聲明」; 香港公開發售及國際發售之間的發售股份分配可作調整,詳 • 第一頁的「警告」; — — 情載於招股章程「全球發售的架構 香港公開發售 重新 • 「如 閣下為代名人」; 分配」一節。具體而言,聯席代表可自國際發售重新分配發 • 「填寫及遞交本申請表格的效用」一節內所有陳述及保 售股份至香港公開發售,以滿足香港公開發售項下的有效申 證,惟首項有關以申請人名義登記香港發售股份及簽署 請。根據聯交所發出的指引信HKEx-GL91-18,倘並非根據 文件使申請人登記成為香港發售股份持有人者除外; 上市規則第18項應用指引進行有關重新分配,則於有關重新 • 「如 閣下的香港發售股份申請獲接納(全部或部 分配後可重新分配至香港公開發售的發售股份總數上限不得 分)」;及 超過108,740,000股發售股份,相當於香港公開發售初步可供 • 「退還申請股款」。 認購香港發售股份數目的兩倍及全球發售初步可供認購發售 招股章程「如何申請香港發售股份」一節的以下部分在香港 股份總數的20%,而最終發售價須定為招股章程所述指示性 結算代理人簽署本表格時並不適用: 發售價範圍的下限。 • 「閣下可提交的申請數目」;及 公佈結果 • 「閣下不獲配發香港發售股份的情況」。 本公司預期於2020年9月22日(星期二)或之前在本公司網站 閣下提供給香港中央證券登記有限公司的資訊的有關影響 www.adjoy.com.cn 及聯交所網站 www.hkexnews.hk 公佈發售 香港中央證券登記有限公司和其有關連的法人團體、董事、 價、國際發售踴躍程度、香港公開發售的申請水平及香港發 高級人員、僱員及代理人(「代表」)在法律所容許的最大限 售股份的分配基準。香港公開發售的分配結果以及獲接納申 度內明確卸棄及免除在任何方面與申請人或代表申請人在此 請人的香港身份證╱護照╱香港商業登記號碼將於上述網 文件提供的或與此文件或在此文件下提供的任何服務相關的 站公佈。
香港中央證券登記有限公司和其有關連的法人團體、董事、 高級人員、僱員及代理人(「代表」)在法律所容許的最大限 度內明確卸棄及免除在任何方面與申請人或代表申請人在此 文件提供的或與此文件或在此文件下提供的任何服務相關的 任何資料,或任何申請人或代表申請人提供與此文件或在此 文件下提供的任何服務相關的任何其他書面或口頭通訊,有 關或相關由申請人或任何其他人士或實體所遭受或招致不論 如何造成的任何損失或損害的任何法律責任。此包括,但不 限於,該等資料中不論如何造成的任何錯誤或遺漏,或代表 或任何其他人士或實體對該等資料或任何該等資料的文件記 錄、影像、記錄或複製品作出的任何依據,或其準確性、完 整性、合時性或可靠性。
如 閣下的香港發售股份申請獲接納(全部或部分)
如 閣下申請認購1,000,000股或以上香港發售股份並已提供 本申請表格規定的全部資料, 閣下可於2020年9月22日(星 期二)或本公司在上述網站公佈的其他日期上午九時正至下 午一時正,前往香港中央證券登記有限公司(地址為香港灣 仔皇后大道東183號合和中心17樓1712至1716室)領取 閣下 的退款支票及╱或股票(如適用)。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
3. Transfer of personal data Personal data held by the Company and the Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and the Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose or transfer (whether within or outside Hong Kong) the personal data to any of the following:
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, of the policies and practices of the Company and the Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).
- the Company’s appointed agents such as financial
1. Reasons for the collection of your personal data the Company’s appointed agents such as financial It is necessary for applicants and registered holders advisers, receiving bank and overseas principal to supply correct personal data to the Company or share registrar; its agents and the Hong Kong Share Registrar when • where applicants for securities request a deposit applying for securities or transferring securities into into CCASS, HKSCC or HKSCC Nominees, who or out of their names or in procuring the services of will use the personal data for the purposes of the Hong Kong Share Registrar. Failure to supply operating CCASS; the requested data may result in your application for • any agents, contractors or third-party securities being rejected, or in delay or the inability of the Company or the Hong Kong Share Registrar to service providers who offer administrative, effect transfers or otherwise render their services. It telecommunications, computer, payment or other may also prevent or delay registration or transfers of the services to the Company or the Hong Kong Share Hong Kong Offer Shares which you have successfully Registrar in connection with their respective applied for and/or the dispatch of share certificate(s) business operation; and/or refund cheque(s) to which you are entitled. • the Stock Exchange, the SFC and any other It is important that securities holders inform the statutory regulatory or governmental bodies or Company and the Hong Kong Share Registrar otherwise as required by laws, rules or regulations; immediately of any inaccuracies in the personal data and supplied. • any persons or institutions with which the 2. Purposes securities holders have or propose to have dealings, The personal data of the securities holders may be held, such as their bankers, solicitors, accountants or processed and/or stored (by whatever means) for the stockbrokers etc. following purposes: • processing your application and refund cheque and 4. Retention of personal data e-Refund payment instruction(s), where applicable, The Company and the Hong Kong Share Registrar will verification of compliance with the terms and keep the personal data of the applicants and holders of application procedures set out in this Application securities for as long as necessary to fulfil the purposes Form and the Prospectus and announcing results of for which the personal data were collected. Personal allocation of the Hong Kong Offer Shares; • compliance with applicable laws and regulations in data which is no longer required will be destroyed or Hong Kong and elsewhere; dealt with in accordance with the Ordinance. • registering new issues or transfers into or out of the names of securities holders including, where 5. Access to and correction of personal data applicable, HKSCC Nominees; Securities holders have the right to ascertain whether • maintaining or updating the register of securities the Company or the Hong Kong Share Registrar hold holders of the Company; their personal data, to obtain a copy of that data, and to • verifying securities holders’ identities; • establishing benefit entitlements of securities correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge holders of the Company, such as dividends, rights issues and bonus issues; a reasonable fee for the processing of such requests.
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processing your application and refund cheque and 4. Retention of personal data e-Refund payment instruction(s), where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares;
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• compliance with applicable laws and regulations in Hong Kong and elsewhere;
5. Access to and correction of personal data Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and shareholder profiles;
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/ or any other purposes to which the securities holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
個人資料
3. 轉交個人資料 本公司及香港證券登記處會對所持有關證券持有人 的個人資料保密,但本公司及香港證券登記處可在 作上述任何用途屬必要之情況下,向下列任何人士 披露或轉交(不論在香港境內或境外)有關個人資 料:
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請人 及持有人說明本公司及香港證券登記處有關個人資 料及香港法例第486章《個人資料(私隱)條例》(「條 例」)方面的政策及常規。
1. 收集 閣下個人資料的原因 • 本公司委任的代理,例如財務顧問、收款銀行 申請人及登記持有人以本身名義申請證券或轉讓或 及海外股份過戶登記總處; 受讓證券時或尋求香港證券登記處的服務時,必須 • (如證券申請人要求將證券存於中央結算系統) 向本公司或其代理及香港證券登記處提供準確個人 香港結算或香港結算代理人,彼等將會就中央 資料。未能提供所要求的資料可能會導致 閣下的 結算系統的運作使用有關個人資料; 證券申請被拒或延遲,或本公司或香港證券登記處 • 向本公司或香港證券登記處提供與其各自業務 無法進行過戶或以其他方式提供服務。此舉亦可能 運作有關的行政、電訊、電腦、付款或其他服 妨礙或延遲登記或轉讓 閣下已成功申請的香港發 務的任何代理、承辦商或第三方服務供應商; 售股份及╱或寄發 閣下應得的股票及╱或退款 • 聯交所、證監會及任何其他法定監管機關或政 支票。 府部門或法例、規則或法規另行規定者;及 證券持有人所提供的個人資料如有任何錯誤,須立 • 證券持有人與之有業務往來或擬有業務往來的 即通知本公司及香港證券登記處。 任何人士或機構,例如彼等的銀行、律師、會 計師或股票經紀等。 2. 用途 證券持有人的個人資料可作以下用途及以任何方式 4. 保留個人資料 持有、處理及╱或保存: 本公司及香港證券登記處將按收集個人資料所需的 • 處理 閣下的申請及退款支票及電子退款指示 用途保留證券申請人及持有人的個人資料。無需保 (如適用)、核實是否符合本申請表格及招股章 留的個人資料將會根據條例銷毀或處理。 程載列的條款與申請手續以及公佈香港發售股 份的分配結果; 5. 查閱及更正個人資料 • 遵守香港及其他地區的適用法例及法規; 證券持有人有權確定本公司或香港證券登記處是否 • 以證券持有人(包括香港結算代理人(如適 持有其個人資料,並有權索取有關資料的副本及更 用))的名義登記新發行證券或轉讓或受讓證 正任何不準確資料。本公司及香港證券登記處有權 券; 就處理任何該等要求收取合理費用。 • 存置或更新本公司的證券持有人名冊; 所有查閱資料或更正資料的要求應按招股章程「公 • 核實證券持有人身份; 司資料」一節所披露或不時通知的本公司註冊地址 • 確定本公司證券持有人的受益權利,例如股 送交公司秘書,或向本公司的香港證券登記處的私 息、供股及紅股等; 隱事務主任提出。 • 分發本公司及其附屬公司的通訊; • 編製統計資料及股東資料; 閣下簽署申請表格或向香港結算發出電子認購指
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。
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披露有關資料以便就權益提出申索;及
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與上述者有關的任何其他附帶或相關用途及╱ 或讓本公司及香港證券登記處能履行對證券持 有人及╱或監管機構承擔的責任及╱或證券持 有人不時同意的任何其他用途。