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JOINT Corp — Director's Dealing 2018
Jul 3, 2018
33909_dirs_2018-07-02_1658d78b-d024-46e6-bb67-1d2b0ae32349.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOINT Corp (JYNT)
CIK: 0001612630
Period of Report: 2018-06-28
Reporting Person: Meloun John P (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-28 | Common Stock | M | 5000 | $4.1 | Acquired | 18922 | Direct |
| 2018-06-28 | Common Stock | M | 5000 | $2.24 | Acquired | 23922 | Direct |
| 2018-06-28 | Common Stock | M | 8750 | $2.51 | Acquired | 32672 | Direct |
| 2018-06-28 | Common Stock | M | 13907 | $3.88 | Acquired | 46579 | Direct |
| 2018-06-28 | Common Stock | S | 29909 | $8.02 | Disposed | 16670 | Direct |
| 2018-06-28 | Common Stock | S | 10630 | $8.00 | Disposed | 6040 | Direct |
| 2018-06-29 | Common Stock | S | 4040 | $8.00 | Disposed | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-28 | Employee Stock Option (right to buy) | $4.1 | M | 5000 | Disposed | 2026-03-14 | Common Stock (5000) | Direct |
| 2018-06-28 | Employee Stock Option (right to buy) | $2.24 | M | 5000 | Disposed | 2026-08-09 | Common Stock (5000) | Direct |
| 2018-06-28 | Employee Stock Option (right to buy) | $2.51 | M | 8750 | Disposed | 2026-11-08 | Common Stock (8750) | Direct |
| 2018-06-28 | Employee Stock Option (right to buy) | $3.88 | M | 13907 | Disposed | 2027-05-09 | Common Stock (13907) | Direct |
Footnotes
F1: 5,000 options of a total award of 10,000 options vested in two equal installments on March 14, 2017 and 2018.
F2: 5,000 options of a total award of 20,000 options vested on August 9, 2017.
F3: 8,750 options of a total award of 35,000 options vested on November 8, 2017.
F4: 13,907 options of a total award of 13,907 options vested on March 31, 2018.
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