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JOINT Corp — Director's Dealing 2018
Nov 8, 2018
33909_dirs_2018-11-08_dc67ec1a-a6e9-4f1f-83ac-8e59e4fcf9bf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: JOINT Corp (JYNT)
CIK: 0001612630
Period of Report: 2018-11-06
Reporting Person: Singleton Jake (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15923 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.10 | 2026-03-14 | Common stock (10000) | Direct | |
| Stock Option (right to buy) | $2.24 | 2026-08-09 | Common stock (20000) | Direct | |
| Stock Option (right to buy) | $3.88 | 2027-05-09 | Common stock (10473) | Direct | |
| Stock Option (right to buy) | $5.51 | 2027-11-10 | Common stock (10000) | Direct | |
| Stock Option (right to buy) | $8.25 | 2028-08-07 | Common stock (3242) | Direct |
Footnotes
F1: 11,455 of these shares are unvested restricted shares, 1000 of which will vest on 7/15/19, 2,613 of which will vest on 8/07/19, and 2,614 of which will vest on each of 8/07/20, 8/07/21 and 8/07/22.
F2: 5,000 of these options are fully vested, and 2,500 will vest on each of 3/14/19 and 3/14/20.
F3: 10,000 of these options are fully vested, and 5,000 will vest on each of 8/09/19 and 8/09/20.
F4: All of these options are fully vested.
F5: 2,500 options will vest on each of 11/10/18, 11/10/19, 11/10/20 and 11/10/21.
F6: 811 of these options will vest on each of 8/07/19 and 8/07/20, and 810 of these options will vest on each of 8/07/21 and 8/07/22.