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JOINT Corp — Director's Dealing 2016
Feb 3, 2016
33909_dirs_2016-02-03_8ea63659-e496-4b9b-8d57-7586e435a940.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: JOINT Corp (JYNT)
CIK: 0001612630
Period of Report: 2015-11-20
Reporting Person: Gerretzen Fred (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-20 | Common Stock | S | 3000 | $9.63 | Disposed | 321720 | Direct |
| 2015-05-26 | Common Stock | S | 3000 | $9.80 | Disposed | 318720 | Direct |
| 2015-06-01 | Common Stock | S | 3000 | $9.50 | Disposed | 315720 | Direct |
| 2015-06-03 | Common Stock | S | 620 | $9.75 | Disposed | 315100 | Direct |
| 2015-06-25 | Common Stock | S | 1000 | $11.24 | Disposed | 314100 | Direct |
| 2015-06-26 | Common Stock | S | 9000 | $11.25 | Disposed | 305100 | Direct |
| 2015-07-09 | Common Stock | S | 2207 | $9.77 | Disposed | 302893 | Direct |
| 2015-07-10 | Common Stock | S | 3400 | $10.13 | Disposed | 299493 | Direct |
| 2015-07-13 | Common Stock | S | 2080 | $9.79 | Disposed | 297413 | Direct |
| 2015-07-14 | Common Stock | S | 1040 | $9.83 | Disposed | 296373 | Direct |
| 2015-07-15 | Common Stock | S | 3280 | $9.94 | Disposed | 293093 | Direct |
| 2015-07-16 | Common Stock | S | 291 | $9.87 | Disposed | 292802 | Direct |
| 2015-07-17 | Common Stock | S | 6562 | $9.79 | Disposed | 286240 | Direct |
| 2015-08-12 | Common Stock | S | 2000 | $8.96 | Disposed | 284240 | Direct |
| 2015-08-13 | Common Stock | S | 2000 | $8.75 | Disposed | 282240 | Direct |
| 2015-08-14 | Common Stock | S | 200 | $8.74 | Disposed | 282240 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 369480 | Indirect |
Footnotes
F1: Since the date of the reporting person's last ownership report, 57,720 were transferred from The Joint Franchise Co., LLC to the reporting person to be owned by him directly.
F2: This transaction was executed in multiple trades at prices ranging from $9.60 to $9.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 57,720 shares transferred from The Joint Franchise Co., LLC to the reporting person (as described in Note 1 above).
F4: Since the date of the reporting person's last ownership report, he transferred 534,000 shares to his ex-wife pursuant to a domestic relations order.
F5: This transaction was executed in multiple trades at prices ranging from $9.50 to $9.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.