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JOINT Corp — Director's Dealing 2014
Nov 10, 2014
33909_dirs_2014-11-10_d6baa304-8ae2-48d0-909a-4edd7a845d67.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: JOINT Corp (JYNT)
CIK: 0001612630
Period of Report: 2014-11-10
Reporting Person: Gerretzen Fred (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 427200 | Indirect |
| Common Stock | 801000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Call Option (right to buy) | $ | 2021-12-02 | Common Stock (534000) | Direct |
Footnotes
F1: The Joint Franchise Co., LLC is wholly-owned by The Joint Interest Holder Trust, of which Dr. Gerretzen is the trustee.
F2: Exercise price per share increases each year over an 8-year period, beginning on December 2, 2013 and on December 2 each year thereafter as follows: Year 1: $0.56,
Year 2: $0.68, Year 3: $0.84, Year 4: $1.03. Year 5: $1.28, Year 6: $1.59, Year 7 $1.97:, Year 8 $: $2.46
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