JOINT Corp — Director's Dealing 2014

Nov 10, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: JOINT Corp (JYNT)
CIK: 0001612630
Period of Report: 2014-11-10

Reporting Person: ORWASHER DAVID M (President and COO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	66750	Direct
Common Stock	100125	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to Purchase Common Stock	$1.20	2024-01-01	Common Stock (66750)		Direct
Option to Purchase Common Stock	$1.20	2024-01-01	Common Stock (100125)		Direct

Footnotes

F1: All of the shares are restricted shares, with vesting beginning on January 14, 2014, in 48 monthly installments of 1,390 shares each for the first 36 monthly installments and 1,392 shares each for the last 12 monthly installments. The award has vested with respect to 13,902 shares.

F2: All of the shares are restricted shares, with vesting over a 36 month period. Beginning on the closing date of the initial public offering of the issuer, 50,063 shares will vest in 12 monthly installments of 4,172 shares each for the first 9 months and 4,171 shares each for the last 3 months. Beginning on the first anniversary of the closing date of the initial public offering of the issuer, 30,038 shares will vest in 12 monthly installments of 2,504 shares each for the first 3 months and 2,503 shares each for the last 9 months. Beginning on the second anniversary of the closing date of the initial public offering of the issuer, 20,025 shares will vest in 12 monthly installments of 1,670 shares each for the first 6 months and 1,668 shares each for the last 6 months. The award has not yet vested with respect to any shares.

F3: Option to purchase common stock, with vesting beginning on January 14, 2014 in 48 monthly installments of 1,390 shares each for the first 36 monthly installments and 1,392 shares each for the last 12 monthly installments. The option has vested with respect to 13,902 shares.

F4: Option to purchase common stock, with vesting over a 36 month period. Beginning on the closing date of the initial public offering of the issuer, 50,063 shares will vest in 12 monthly installments of 4,172 shares each for the first 9 months and 4,171 shares each for the last 3 months. Beginning on the first anniversary of the closing date of the initial public offering of the issuer, 30,038 shares will vest in 12 monthly installments of 2,504 shares each for the first 3 months and 2,503 shares each for the last 9 months. Beginning on the second anniversary of the closing date of the initial public offering of the issuer, 20,025 shares will vest in 12 monthly installments of 1,670 shares each for the first 6 months and 1,668 shares each for the last 6 months. The option has not yet vested with respect to any shares.