JOINT Corp — Director's Dealing 2014

Nov 10, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: JOINT Corp (JYNT)
CIK: 0001612630
Period of Report: 2014-11-10

Reporting Person: Richards John B (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	66750	Direct
Common Stock	333750	Direct

Footnotes

F1: All of the shares are restricted shares, with vesting beginning on January 14, 2014, in 48 monthly installments of 1,390 shares each for the first 36 monthly installments and 1,392 shares each for the last 12 monthly installments. The award has vested with respect to 13,902 shares.

F2: All of the shares are restricted shares, with vesting over a 36 month period. Beginning on the closing date of the initial public offering of the issuer, 166,875 shares will vest in 12 monthly installments of 13,907 shares each for the first 6 months and 13,905 shares each for the last 6 months. Beginning on the first anniversary of the closing date of the initial public offering of the issuer, 100,125 shares will vest in 12 monthly installments of 8,345 shares each for the first 6 months and 8,343 shares each for the last 6 months. Beginning on the second anniversary of the closing date of the initial public offering of the issuer, 66,750 shares will vest in 12 monthly installments of 5,563 shares each. The award has not yet vested with respect to any shares.