Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

JOINT Corp Capital/Financing Update 2014

Nov 8, 2014

33909_rns_2014-11-07_2b5a9aa0-0532-45c7-b165-0a7c3b1ae6f8.zip

Capital/Financing Update

Open in viewer

Opens in your device viewer

CORRESP 1 filename1.htm

November 7, 2014

VIA EDGAR

United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 4546 Washington, D.C. 20549-454

Attention: Mark P. Shuman, Branch Chief, Legal

Re: The Joint Corp.

Registration Statement on Form S-1, as amended

File No. 333-198860

Ladies and Gentlemen:

Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned, as representatives of the several underwriters (the “Representatives”) of the offering being made pursuant to the above-captioned Registration Statement, hereby join in the request of The Joint Corp. that the effective time of the above-referenced Registration Statement be accelerated so that it will be declared effective at 4:00 p.m., Eastern Time, on Monday, November 10, 2014, or as soon thereafter as practicable.

Pursuant to Rule 460 under the Securities Act, please be advised that during the period from October 22, 2014 to the date of this letter, the preliminary prospectus, dated October 22, 2014, the preliminary prospectus, dated October 30, 2014 and the preliminary prospectus dated November 7, 2014, in connection with the Registration Statement were distributed approximately as follows:

Copies to underwriters: 0
Copies to prospective dealers: 12
Copies to prospective institutional investors 1,000
Copies to prospective retail investors and others: 706
Total: 1,718

Field: Page; Sequence: 1

Field: /Page

We have and will, and each underwriter and dealer has advised the undersigned that it has and will, comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, in connection with the above-referenced issue.

Very truly yours,

ROTH CAPITAL PARTNERS, LLC

FELTL AND COMPANY, INC.

As Representative of the Prospective Underwriters

By: ROTH CAPITAL PARTNERS, LLC

By: /s/ Aaron M. Gurewitz ________ Name: Aaron M. Gurewitz
Title: Head of Equity Capital Markets

By: FELTL AND COMPANY, INC.

By: /s/ Thomas Steichen_______ Name: Thomas Steichen
Title: General Counsel

Field: Page; Sequence: 2; Options: Last

Field: /Page