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JOHNSON OUTDOORS INC — Director's Dealing 2004
Mar 12, 2004
32991_dirs_2004-03-12_d81d6d7b-2bfb-46e9-ae3d-9dfa43e66104.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHNSON OUTDOORS INC (JOUT)
CIK: 0000788329
Period of Report: 2004-03-10
Reporting Person: JOHNSON SAMUEL C (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-03-10 | Class A Common Stock | A | 503 | — | Acquired | 1900039 | Direct |
| 2003-12-05 | Class A Common Stock | G | 255 | — | Disposed | 32288 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-03-10 | Option (right to buy) | $19.8800 | A | 1950 | Acquired | 2014-03-10 | Class A Common Stock (1950) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 454490 | Indirect |
| Class A Common Stock | 266335 | Indirect |
| Class A Common Stock | 100000 | Indirect |
| Class A Common Stock | 114464 | Indirect |
| Class A Common Stock | 85602 | Indirect |
| Class A Common Stock | 98000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.0000 | Class A Common Stock (25000) | 25000 | Indirect | |
| Class B Common Stock | $0.0000 | Class A Common Stock (106036) | 106036 | Indirect | |
| Class B Common Stock | $0.0000 | Class A Common Stock (1037330) | 1037330 | Indirect | |
| Option (right to buy) | $6.2815 | 2011-02-01 | Class A Common Stock (3000) | 3000 | Direct |
| Option (right to buy) | $9.1450 | 2012-02-20 | Class A Common Stock (4695) | 4695 | Direct |
| Option (right to buy) | $10.3600 | 2013-02-20 | Class A Common Stock (4150) | 4150 | Direct |
Footnotes
F1: As settlor, trustee and beneficiary of the Samuel C. Johnson 1988 Trust No. One (the "SCJ 1988 Trust").
F2: Mr. Johnson disclaims beneficial ownership of these shares.
F3: As settlor, trustee and beneficiary of the SCJ 1988 Trust, which indirectly owns the reported shares as controlling shareholder of SCJ Marketing, Inc.
F4: As controlling shareholder of Johnson Trust Company ("JT"), the trustee of certain trusts which directly, or indirectly as shareholders of certain corporations and as general partners of certain limited partnerships, beneficially own the reported shares. Mr. Johnson reports all shares held by certain corporations of which one or more of such trusts may be deemed to be a controlling shareholder. In addition, Mr. Johnson reports all shares held by certain limited partnerships of which one or more of such trusts is a general partner. Due to the nature of such limited partnerships, it is impractical to determine such trusts' proportionate interest (as defined by Rule 16a 1(a)(2)(ii)(B)) in such limited partnerships. Mr. Johnson disclaims beneficial ownership of these shares.
F5: As controlling shareholder of Johnson International, the parent corporation of the trustee of the trust which beneficially owns the reported shares. Mr. Johnson disclaims beneficial ownership of these shares.
F6: As trustee of the Herbert F. Johnson Family Trust which indirectly as a shareholder of a corporation beneficially owns the reported shares.
F7: As trustee of the Herbert F. Johnson Distributing Trust.
F8: The reported shares are indirectly owned by Mr. Johnson through S.C. Johnson & Son, Inc., a corporation indirectly controlled by Mr. Johnson.
F9: Stock option granted pursuant to the Johnson Outdoors Inc. 2003 Non-Employee Director Stock Ownership Plan.
F10: Class B Common Stock is convertible at any time on a one-share-for-one-share basis into Class A Common Stock.
F11: The reported shares are held by the Johnson Outdoors Inc. Class B Common Stock Voting Trust ("Voting Trust"), of which Mrs. Johnson is trustee. Two trusts of which Mr. Johnson is settlor, trustee and/or beneficiary are Voting Trust unit holders.
F12: Stock option granted pursuant to the Johnson Outdoors Inc. 1994 Non-Employee Director Stock Ownership Plan.