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JOHNSON & JOHNSON — Director's Dealing 2020
Jun 26, 2020
29750_dirs_2020-06-25_2ef9e950-deaf-4eb9-b2dc-4d9cd452ddd2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Fusion Pharmaceuticals Inc. (FUSN)
CIK: 0001805890
Period of Report: 2020-06-25
Reporting Person: JOHNSON & JOHNSON (10% Owner)
Reporting Person: Johnson & Johnson Innovation - JJDC, Inc. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Preferred Shares | $ | Common Shares (1997876) | Indirect | ||
| Class B Preferred Shares | $ | Common Shares (947640) | Indirect | ||
| Warrants to purchase Class B Preferred Shares | $8.10 | 2022-01-10 | Common Shares (89118) | Indirect |
Footnotes
F1: The Class A Preferred Shares are convertible into Common Shares on a one-for-5.339 basis. Upon the closing of the Issuer's initial public offering, the Class A Preferred Shares will convert into the number of Common Shares reported in Column 3, for no additional consideration. The Class A Preferred Shares have no expiration date.
F2: The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc., a wholly-owned subsidiary of the designated Reporting Person.
F3: The Class B Preferred Shares are convertible into Common Shares on a one-for-5.339 basis. Upon the closing of the Issuer's initial public offering, the Class B Preferred Shares will convert into the number of Common Shares reported in Column 3, for no additional consideration. The Class B Preferred Shares have no expiration date.
F4: Upon the closing of the Issuer's initial public offering, the Warrants to purchase Class B Preferred Shares will become Warrants to purchase Common Shares at an exercise price of $8.10 per share.