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JOHNSON & JOHNSON — Director's Dealing 2020
Jul 2, 2020
29750_dirs_2020-07-02_92149bab-d055-4cf0-be3c-16568a2918dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fusion Pharmaceuticals Inc. (FUSN)
CIK: 0001805890
Period of Report: 2020-06-30
Reporting Person: JOHNSON & JOHNSON (10% Owner)
Reporting Person: Johnson & Johnson Innovation - JJDC, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-30 | Common Shares | C | 2945516 | — | Acquired | 2945516 | Indirect |
| 2020-06-30 | Common Shares | P | 725000 | $17.00 | Acquired | 3670516 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-30 | Class A Preferred Shares | $ | C | 10666667 | Disposed | Common Shares (1997876) | Indirect | |
| 2020-06-30 | Class B Preferred Shares | $ | C | 5059460 | Disposed | Common Shares (947640) | Indirect | |
| 2020-06-30 | Warrants to purchase Class B Preferred Shares | $ | C | 475802 | Disposed | Class B Preferred Shares (475802) | Indirect | |
| 2020-06-30 | Warrants to purchase Common Shares | $ | C | 89118 | Acquired | Common Shares (89118) | Indirect |
Footnotes
F1: The Class A Preferred Shares and Class B Preferred Shares automatically converted into Common Shares on a one-for-5.339 basis upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Shares had no expiration date.
F2: The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc., a wholly-owned subsidiary of the designated Reporting Person.
F3: Upon the closing of the Issuer's initial public offering, the Warrants to purchase Class B Preferred Shares converted to Warrants to purchase Common Shares at an exercise price of $8.10 per share.