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JOHNSON & JOHNSON Director's Dealing 2020

Jul 2, 2020

29750_dirs_2020-07-02_92149bab-d055-4cf0-be3c-16568a2918dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fusion Pharmaceuticals Inc. (FUSN)
CIK: 0001805890
Period of Report: 2020-06-30

Reporting Person: JOHNSON & JOHNSON (10% Owner)
Reporting Person: Johnson & Johnson Innovation - JJDC, Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-30 Common Shares C 2945516 Acquired 2945516 Indirect
2020-06-30 Common Shares P 725000 $17.00 Acquired 3670516 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-30 Class A Preferred Shares $ C 10666667 Disposed Common Shares (1997876) Indirect
2020-06-30 Class B Preferred Shares $ C 5059460 Disposed Common Shares (947640) Indirect
2020-06-30 Warrants to purchase Class B Preferred Shares $ C 475802 Disposed Class B Preferred Shares (475802) Indirect
2020-06-30 Warrants to purchase Common Shares $ C 89118 Acquired Common Shares (89118) Indirect

Footnotes

F1: The Class A Preferred Shares and Class B Preferred Shares automatically converted into Common Shares on a one-for-5.339 basis upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Shares had no expiration date.

F2: The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc., a wholly-owned subsidiary of the designated Reporting Person.

F3: Upon the closing of the Issuer's initial public offering, the Warrants to purchase Class B Preferred Shares converted to Warrants to purchase Common Shares at an exercise price of $8.10 per share.