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JOHNSON & JOHNSON — Director's Dealing 2014
Nov 12, 2014
29750_dirs_2014-11-12_a63daacd-a9ac-4616-9b3c-bd0c7c4900c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEVRO CORP (NVRO)
CIK: 0001444380
Period of Report: 2014-11-12
Reporting Person: JOHNSON & JOHNSON (10% Owner)
Reporting Person: JOHNSON & JOHNSON DEVELOPMENT CORP ET AL (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-12 | Common Stock | C | 3037005 | — | Acquired | 3037005 | Indirect |
| 2014-11-12 | Common Stock | P | 40000 | $18.00 | Acquired | 3077005 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-12 | Series B Convertible Preferred Stock | $ | C | 2790178 | Disposed | Common Stock (2790178) | Indirect | |
| 2014-11-12 | Series C Convertible Preferred Stock | $ | C | 246827 | Disposed | Common Stock (246827) | Indirect |
Footnotes
F1: The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Development Corporation, a wholly-owned subsidiary of the designated Reporting Person.
F2: Immediately prior to the closing of the Issuer's initial public offering each outstanding share of Preferred Stock automatically converted into Common Stock, on a 1-to-1 basis, for no additional consideration. There was no expiration applicable to the Preferred Stock.