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JOHNSON & JOHNSON — Director's Dealing 2013
Jan 18, 2013
29750_dirs_2013-01-18_f11ebe0a-c6b3-4f4a-bffd-2c19855ee72a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHNSON & JOHNSON (JNJ)
CIK: 0000200406
Period of Report: 2013-01-16
Reporting Person: Gorsky Alex (Director, Chairman, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Common Stock | G | 870 | — | Disposed | 64134 | Direct |
| 2012-12-31 | Common Stock | J | 47 | — | Acquired | 265 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-16 | Employee Stock Options (Right to Buy) | $72.54 | A | 547692 | Acquired | 2023-01-13 | Common Stock (547692) | Direct |
| 2013-01-16 | Restricted Share Units | $ | A | 27173 | Acquired | Common Stock (27173) | Direct | |
| 2013-01-16 | Performance Share Units | $ | A | 67933 | Acquired | Common Stock (67933) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1074 | Indirect |
Footnotes
F1: Gift
F2: Shares acquired in the Johnson & Johnson Stock Fund under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (12/31/2012).
F3: Shares held by ESOP under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (12/31/2012).
F4: Awarded under Issuer's Long-Term Incentive Plan.
F5: Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.
F6: Each Performance Share Unit converts into one share of Common Stock upon distribution in the first quarter of 2016 based on a performance factor.