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JOHNSON & JOHNSON — Director's Dealing 2013
Feb 13, 2013
29750_dirs_2013-02-12_06b25b0e-68e9-4a54-98b9-ec94248e48d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHNSON & JOHNSON (JNJ)
CIK: 0000200406
Period of Report: 2013-02-08
Reporting Person: Caruso Dominic J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-08 | Common Stock | M | 9981 | — | Acquired | 57891 | Direct |
| 2013-02-08 | Common Stock | F | 4401 | $75.17 | Disposed | 53490 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-08 | Restricted Share Units | $ | M | 9981 | Disposed | Common Stock (9981) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59 | Indirect |
| Common Stock | 225 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Share Units | $ | Common Stock (0) | 12081 | Direct |
Footnotes
F1: Includes 52 shares held under Issuer's Dividend Reinvestment Plan.
F2: Shares withheld for the payment of taxes upon vesting of Restricted Share Units.
F3: Shares held in the Johnson & Johnson Stock Fund under the Johnson & Johnson 401(k) Savings Plan as of Plan's most recent reporting date (1/31/2013).
F4: Shares held by ESOP under the Johnson & Johnson 401(k) Savings Plan as of Plan's most recent reporting date (1/31/2013).
F5: The Deferred Share Units held under the Issuer's Executive Income Deferral Plan are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).
F6: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 8, 2010, represents a contingent right to receive one share of Common Stock and vests three years after date of grant.
F7: Not applicable.