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JOHNSON & JOHNSON — Director's Dealing 2013
Jul 19, 2013
29750_dirs_2013-07-19_e76be885-143d-4a8d-a991-4fb618a5e8e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHNSON & JOHNSON (JNJ)
CIK: 0000200406
Period of Report: 2013-07-18
Reporting Person: Caruso Dominic J (VP, Finance; CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-18 | Common Stock | M | 30000 | $53.93 | Acquired | 83534 | Direct |
| 2013-07-18 | Common Stock | S | 30000 | $90.31 | Disposed | 53534 | Direct |
| 2013-06-30 | Common Stock | J | 5 | — | Acquired | 64 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-18 | Employee Stock Options (Right to Buy) | $53.93 | M | 30000 | Disposed | 2014-02-07 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 225 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Share Units | $ | Common Stock (0) | 12081 | Direct |
Footnotes
F1: Includes 96 shares held under Issuer's Dividend Reinvestment Plan.
F2: This transaction was executed in multiple trades at prices ranging from $90.06 to $90.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide unpon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (6/30/2013).
F4: Shares held by ESOP under the Johnson & Johnson Savings Plan as of Plan's most recent reporting date (6/30/2013).
F5: Awarded under Issuer's Stock Option Plan and exercisable in full starting one day after the third anniversary of the grant.
F6: The Deferred Share Units held under the Issuer's Executive Income Deferral Plan are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).