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JOHNSON & JOHNSON — Director's Dealing 2013
Aug 16, 2013
29750_dirs_2013-08-16_65fb47f8-504f-45bb-b8fa-3705e651c620.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHNSON & JOHNSON (JNJ)
CIK: 0000200406
Period of Report: 2013-08-14
Reporting Person: COSGROVE STEPHEN J (Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-14 | Common Stock | M | 23150 | $53.93 | Acquired | 107451 | Direct |
| 2013-08-14 | Common Stock | S | 17200 | $91.39 | Disposed | 90251 | Direct |
| 2013-08-14 | Common Stock | F | 2870 | $93.01 | Disposed | 87381 | Direct |
| 2013-08-14 | Common Stock | M | 1850 | $53.93 | Acquired | 89231 | Direct |
| 2013-08-14 | Common Stock | F | 1072 | $93.01 | Disposed | 88159 | Direct |
| 2013-07-31 | Common Stock | J | 31 | — | Acquired | 453 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-14 | Employee Stock Option (Right to Buy) | $53.93 | M | 23150 | Disposed | 2014-02-07 | Common Stock (23150) | Direct |
| 2013-08-14 | Employee Stock Option (Right to Buy) | $53.93 | M | 1850 | Disposed | 2014-02-07 | Common Stock (1850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1594 | Indirect |
Footnotes
F1: Shares sold to cover exercise price and taxes owed upon exercise of option.
F2: This transaction was executed in multiple trades at prices ranging from $91.38 to $91.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares withheld to cover exercise price and taxes owed upon exercise of option.
F4: Shares withheld to cover exercise price owed upon exercise of option.
F5: Shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (7/31/2013).
F6: Shares held by ESOP under the Johnson & Johnson Savings Plan as of Plan's most recent reporting date (7/31/2013).
F7: Awarded under Issuer's Stock Option Plan and exercisable in full starting one day after the third anniversary of the grant.