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JOHNSON & JOHNSON — Director's Dealing 2010
Apr 9, 2010
29750_dirs_2010-04-09_d566ccab-4204-472a-8960-db4128259f43.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TENGION INC (TNGN)
CIK: 0001296391
Period of Report: 2010-04-09
Reporting Person: JOHNSON & JOHNSON (10% Owner)
Reporting Person: JOHNSON & JOHNSON DEVELOPMENT CORP ET AL (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39601 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (342183) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (149159) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (263711) | Indirect |
Footnotes
F1: The securities reported as being indirectly beneficially owned by the designated Reporting Person are directly beneficially owned by Johnson & Johnson Development Corporation, a wholly-owned subsidiary of the designated Reporting Person.
F2: There is no expiration date applicable to the Series A, Series B or Series C Preferred Stock. Subject to certain conditions, immediately prior to the closing of the Issuer's initial public offering each share of Series A, Series B and Series C Preferred Stock will automatically convert into shares of Common Stock on a 14.5-for-1 basis, for no additional consideration.