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JOHNSON & JOHNSON — Director's Dealing 2010
Dec 20, 2010
29750_dirs_2010-12-20_5eac4e47-6077-4781-8c10-18f8ada7adc1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHNSON & JOHNSON (JNJ)
CIK: 0000200406
Period of Report: 2010-12-17
Reporting Person: GOGGINS COLLEEN A (Member, Executive Committee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-17 | Common | M | 1700 | $57.30 | Acquired | 107622 | Direct |
| 2010-12-17 | Common | F | 1561 | $62.40 | Disposed | 106061 | Direct |
| 2010-12-17 | Common | M | 1915 | $52.20 | Acquired | 107976 | Direct |
| 2010-12-17 | Common | F | 1601 | $62.40 | Disposed | 106375 | Direct |
| 2010-12-17 | Common | M | 1850 | $53.93 | Acquired | 108225 | Direct |
| 2010-12-17 | Common | F | 1598 | $62.40 | Disposed | 106627 | Direct |
| 2010-11-30 | Common | J | 10 | — | Acquired | 182 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-17 | Employee Stock Options (Right to Buy) | $57.30 | M | 1700 | Disposed | 2012-02-10 | Common Stock (1700) | Direct |
| 2010-12-17 | Employee Stock Options (Right to Buy) | $52.20 | M | 1915 | Disposed | 2013-02-08 | Common Stock (1915) | Direct |
| 2010-12-17 | Employee Stock Options (Right to Buy) | $53.93 | M | 1850 | Disposed | 2014-02-07 | Common Stock (1850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 1029 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $ | Common Stock (0) | 17462 | Direct |
Footnotes
F1: Shares acquired in the Johnson & Johnson Stock Fund under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (11/30/2010).
F2: Shares held by ESOP under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (11/30/2010).
F3: The Phantom Stock converts into common stock on a one-for-one basis.
F4: Phantom Stock Units held under the Issuer's Executive Income Deferral Plan are to be settled in cash upon the Reporting Person's Retirement (with each Phantom Stock Unit representing the fair market value of one share of Common Stock on the settlement date). Alternatively, the cash value represented by the Phantom Stock Units may be transferred by the Reporting Person into an alternative investment account under the Plan at any time.
F5: Awarded under Issuer's Stock Option Plan and exercisable in full starting three years from date of grant.