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JOHNSON & JOHNSON — Director's Dealing 2003
Oct 2, 2003
29750_dirs_2003-10-02_afa10e57-2d79-452b-b594-9caeb5fefd07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHNSON & JOHNSON (JNJ)
CIK: 0000200406
Period of Report: 2003-09-30
Reporting Person: FINE ROGER S (Vice President General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-09-30 | Common | J | 10 | — | Acquired | 2080 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-09-30 | Phantom Stock Units | $0 | J | 57 | Acquired | Common (57) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 145985 | Direct |
| Common | 30750 | Indirect |
| Common | 14000 | Indirect |
| Common | 11970 | Indirect |
| Common | 10570 | Indirect |
Footnotes
F1: Shares acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plan's most recent reporting date (09/30/2003).
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: The Phantom Stock converts into common stock on a one-for-one basis.
F4: The Phantom Stock Units were acquired under the Issuer's Executive Income Deferral Plan on September 30, 2003 at $49.55 per share and are to be settled in cash upon the Reporting Person's Retirement.