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Johnson Controls International plc — Director's Dealing 2025
Feb 26, 2025
29939_dirs_2025-02-26_0e7eea44-3312-4958-9c33-3ca3968ed837.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2025-02-24
Reporting Person: Oliver George (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-24 | Ordinary Shares | M | 75000 | $45.69 | Acquired | 1278892.93 | Direct |
| 2025-02-24 | Ordinary Shares | S | 75000 | $83.89 | Disposed | 1203892.93 | Direct |
| 2025-02-25 | Ordinary Shares | M | 75000 | $45.69 | Acquired | 1278892.93 | Direct |
| 2025-02-25 | Ordinary Shares | M | 54263 | $45.69 | Acquired | 1333155.93 | Direct |
| 2025-02-25 | Ordinary Shares | S | 54263 | $84.14 | Disposed | 1278892.93 | Direct |
| 2025-02-25 | Ordinary Shares | S | 64145 | $83.03 | Disposed | 1214747.93 | Direct |
| 2025-02-25 | Ordinary Shares | S | 10855 | $83.71 | Disposed | 1203892.93 | Direct |
| 2025-02-26 | Ordinary Shares | M | 49476 | $45.69 | Acquired | 1253368.93 | Direct |
| 2025-02-26 | Ordinary Shares | S | 49476 | $85.96 | Disposed | 1203892.93 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-24 | Employee Stock Option (Right to Buy) | $45.69 | M | 75000 | Disposed | 2030-12-10 | Ordinary Shares (75000) | Direct |
| 2025-02-25 | Employee Stock Option (Right to Buy) | $45.69 | M | 75000 | Disposed | 2030-12-10 | Ordinary Shares (75000) | Direct |
| 2025-02-25 | Employee Stock Option (Right to Buy) | $45.69 | M | 54263 | Disposed | 2030-12-10 | Ordinary Shares (54263) | Direct |
| 2025-02-26 | Employee Stock Option (Right to Buy) | $45.69 | M | 49476 | Disposed | 2030-12-10 | Ordinary Shares (49476) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 108483 | Indirect |
| Ordinary Shares | 69866 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.66 to $84.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.00 to $84.42 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.70 to $83.69 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.70 to $83.77 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.54 to $86.52 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.