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Johnson Controls International plc Director's Dealing 2023

Aug 24, 2023

29939_dirs_2023-08-24_e478f6d5-2e35-4953-ae5b-d890f0a05a49.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2023-08-23

Reporting Person: Oliver George (Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-23 Ordinary Shares M 103332 $35.86 Acquired 1083091.34 Direct
2023-08-23 Ordinary Shares S 103332 $59.23 Disposed 979759.34 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-23 Employee Stock Option (Right to Buy) $35.86 M 103332 Disposed 2023-11-19 Ordinary Shares (103332) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 112117 Indirect
Ordinary Shares 208414 Indirect
Ordinary Shares 69866 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.65 to $59.62 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.