Johnson Controls International plc — Director's Dealing 2020

Aug 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2020-08-03

Reporting Person: Oliver George (Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-03	Ordinary Shares	M	13877	$17.79	Acquired	1029020.75	Direct
2020-08-03	Ordinary Shares	M	11674	$21.14	Acquired	1040694.75	Direct
2020-08-03	Ordinary Shares	S	22174	$38.66	Disposed	1018520.75	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-03	Employee Stock Option (Right to Buy)	$17.79	M	13877	Disposed	2020-10-11	Ordinary Shares (13877)	Direct
2020-08-03	Employee Stock Option (Right to Buy)	$21.14	M	11674	Disposed	2021-10-11	Ordinary Shares (11674)	Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.