Johnson Controls International plc — Director's Dealing 2020

Aug 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2020-08-03

Reporting Person: Stief Brian J (Executive VP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-03	Ordinary Shares	S	61953	$38.54	Disposed	36970.65	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-03	Deferred Compensation	$0	I	56379.058	Disposed		Phantom Stock Units - Deferred Compensation (56379.058)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.32 to $38.78 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

F2: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan.

F3: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.