Johnson Controls International plc — Director's Dealing 2020

Sep 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2020-09-01

Reporting Person: Oliver George (Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-01	Ordinary Shares	M	13876	$17.79	Acquired	1032396.75	Direct
2020-09-01	Ordinary Shares	M	11674	$21.14	Acquired	1044070.75	Direct
2020-09-01	Ordinary Shares	S	21991	$40.85	Disposed	1022079.75	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-01	Employee Stock Option (Right to Buy)	$17.79	M	13876	Disposed	2020-10-11	Ordinary Shares (13876)	Direct
2020-09-01	Employee Stock Option (Right to Buy)	$21.14	M	11674	Disposed	2021-10-11	Ordinary Shares (11674)	Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.38 to $41.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

F3: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.