Johnson Controls International plc — Director's Dealing 2020

Sep 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2020-09-15

Reporting Person: Stief Brian J (Vice Chairman and CFO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-15	Restricted Share Units	$0	I	108551.95	Disposed		Restricted Share Units (108551.95)	Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F2: The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan.

F3: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.

F4: The Number of Derivative Securities Beneficially Owned was erroneously reported as 0 on prior Form 4 due to a clerical error omitting unvested restricted stock units that will be credited to the reporting person's account under the Company's Deferred Compensation Plan, which were previously reported on Form 4.