Johnson Controls International plc — Director's Dealing 2020

Dec 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2020-12-05

Reporting Person: Stief Brian J (Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-05	Ordinary Shares	F	2587	$45.89	Disposed	34602.06	Direct
2020-12-06	Ordinary Shares	F	3326	$45.89	Disposed	31276.06	Direct
2020-12-07	Ordinary Shares	F	3064	$45.25	Disposed	28212.06	Direct
2020-12-07	Ordinary Shares	A	50019.27	$45.25	Acquired	78231.33	Direct
2020-12-07	Ordinary Shares	F	23510	$45.25	Disposed	54721.33	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-07	Phantom Stock Units	$0	A	139786.02	Acquired		Phantom Stock Units - Deferred Compensation (139786.02)	Direct
2020-12-07	Phantom Stock Units	$0	A	91735.04	Acquired		Phantom Stock Units - Deferred Compensation (91735.04)	Direct

Footnotes

F1: Represents performance shares for the three-year performance period ended September 30, 2020. The Compensation Committee approved the performance results on November 19, 2020.

F2: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.