Johnson Controls International plc — Director's Dealing 2020

Dec 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2020-12-08

Reporting Person: Stief Brian J (Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-08	Ordinary Shares	S	6655	$45.42	Disposed	48066.33	Direct
2020-12-09	Ordinary Shares	S	29963	$45.75	Disposed	18103.33	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-08	Phantom Stock Units	$0	I	559146.21	Disposed		Phantom Stock Units - Deferred Compensation (559146.21)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.36 to $45.46, inclusive, pursuant to a 10b5-1 plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

F2: Transaction effected pursuant to a Rule 10b5-1 trading plan.

F3: Vested performance share units were credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.