Johnson Controls International plc — Director's Dealing 2020

Dec 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2020-12-10

Reporting Person: VanHimbergen Robert M (VP Corporate Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Ordinary Shares	A	2735	—	Acquired	38233.28	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-10	Employee Stock Option (Right to Buy)	$45.69	A	13354	Acquired	2030-12-10	Ordinary Shares (13354)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	6366.73	Indirect

Footnotes

F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

F3: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.

F4: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.