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Johnson Controls International plc — Director's Dealing 2019
Dec 6, 2019
29939_dirs_2019-12-06_4a8d8eda-0246-4e5a-a818-08f25fc89101.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2019-12-04
Reporting Person: Rushing Rodney M (Pres. Bldg Solutions, North Am)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-04 | Ordinary Shares | A | 10470.41 | — | Acquired | 25917.47 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-04 | Phantom Stock Units - Deferred Compensation | $ | A | 10471.96 | Acquired | 2018-10-07 | Ordinary Shares (10471.96) | Direct |
Footnotes
F1: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019.
F2: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. The reporting person settled the units of phantom stock in cash.
F3: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash .
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