Johnson Controls International plc — Director's Dealing 2019

Dec 9, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2019-12-05

Reporting Person: Rushing Rodney M (Pres. Bldg Solutions, North Am)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-05	Ordinary Shares	A	12574	—	Acquired	38491.47	Direct
2019-12-06	Ordinary Shares	F	4121	$42.09	Disposed	34370.47	Direct
2019-12-06	Ordinary Shares	F	2019	$42.09	Disposed	32351.47	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-05	Employee Stock Option (Right to Buy)	$41.75	A	72016	Acquired	2029-12-05	Ordinary Shares (72016)	Direct

Footnotes

F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

F3: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.