Johnson Controls International plc — Director's Dealing 2018

Oct 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2018-10-07

Reporting Person: Rushing Rodney M (Pres. Bldg Solutions, North Am)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-07	Ordinary Shares	F	1719	$36.31	Disposed	30517	Direct
2018-10-07	Ordinary Shares	M	5089	$36.31	Acquired	35606	Direct
2018-10-07	Ordinary Shares	D	5089	$36.31	Disposed	30517	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-07	Phantom Stock Units - Deferred Compensation	$36.31	M	5089	Disposed	2018-10-07	Ordinary Shares (5089)	Direct

Footnotes

F1: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. The reporting person settled the units of phantom stock in cash.

F2: Reflects prior grant of restricted share units which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting. Vested restricted share units will be credited to the reporting persons account under the company's deferred compensation plan and will be distributed upon the reporting persons termination or retirement pursuant to the terms of such plan.