Johnson Controls International plc — Director's Dealing 2018

Dec 4, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2018-12-03

Reporting Person: Oliver George (Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-03	Ordinary Shares	M	16638	$16.10	Acquired	776669.05	Direct
2018-12-03	Ordinary Shares	D	10998	$34.86	Disposed	765671.05	Direct
2018-12-03	Ordinary Shares	D	900	$35.50	Disposed	764771.05	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-03	Employee Stock Option (Right to Buy)	$16.10	M	16638	Disposed	2019-09-30	Ordinary Shares (16638)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.47 to $35.45 inclusive, pursuant to a previously disclosed Rule 10b5-1 Trading Plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.48 to $35.60 inclusive, pursuant to a previously disclosed Rule 10b5-1 Trading Plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

F3: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.