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Johnson Controls International plc — Director's Dealing 2017
Sep 5, 2017
29939_dirs_2017-09-05_7e7309ad-4426-4cca-9300-f2f321deae9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2017-08-31
Reporting Person: Walicki Joseph A (Vice President & President, PS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-31 | Ordinary Shares | M | 16279 | $22.92 | Acquired | 212339.05 | Direct |
| 2017-08-31 | Ordinary Shares | D | 16279 | $39.7315 | Disposed | 196060.05 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-31 | Employee Stock Option (Right to Buy) | $22.92 | M | 16279 | Disposed | 2019-10-01 | Ordinary Shares (16279) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4302.67 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.61 to $39.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
F2: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.