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Johnson Controls International plc Director's Dealing 2017

Sep 5, 2017

29939_dirs_2017-09-05_7e7309ad-4426-4cca-9300-f2f321deae9c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2017-08-31

Reporting Person: Walicki Joseph A (Vice President & President, PS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-31 Ordinary Shares M 16279 $22.92 Acquired 212339.05 Direct
2017-08-31 Ordinary Shares D 16279 $39.7315 Disposed 196060.05 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-31 Employee Stock Option (Right to Buy) $22.92 M 16279 Disposed 2019-10-01 Ordinary Shares (16279) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 4302.67 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.61 to $39.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

F2: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.