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Johnson Controls International plc Director's Dealing 2017

Sep 15, 2017

29939_dirs_2017-09-15_6a67184b-ae48-4474-b67f-7785823f7c1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2017-09-14

Reporting Person: Stief Brian J (Executive VP and CFO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-14 Restricted Share Units $0 A 299251 Acquired Ordinary Shares (299251) Direct
2017-09-14 Restricted Share Units $0 A 99750 Acquired Ordinary Shares (99750) Direct

Footnotes

F1: Each restricted share unit is the economic equivalent of one ordinary share of JCI plc.

F2: Reflects grant of restricted share units that, subject to certain forfeiture and vesting provisions, will vest on December 7, 2020. In the event the reporting person remains continuously employed through the vesting date, the restricted share units subject to the award will be converted into performance share units if the performance goals established for the award are met at or above target, and they will be paid out in shares based on the level of attainment of such performance goals.

F3: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.

F4: Reflects grant of restricted share units that, subject to certain forfeiture and vesting provisions, will vest on the third anniversary of the grant date.