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Johnson Controls International plc — Director's Dealing 2017
Sep 6, 2017
29939_dirs_2017-09-06_d9a7b3db-bbc2-411c-a589-0f82f0b4cdef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2017-09-01
Reporting Person: Molinaroli Alex A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-01 | Ordinary Shares | F | 12601 | $39.89 | Disposed | 1290710.739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-01 | Phantom Stock Units - Restricted Stock Plan | $0 | F | 1696 | Disposed | Ordinary Shares (1696) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 26494 | Indirect |
Footnotes
F1: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
F2: Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
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