Johnson Controls International plc — Director's Dealing 2017

Dec 11, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Johnson Controls International plc (JCI)
CIK: 0000833444
Period of Report: 2017-12-07

Reporting Person: Nevill Trent M (VP & President, Asia Pacific)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-07	Ordinary Shares	A	2635	—	Acquired	57027	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-07	Restricted Share Units	$0	A	7904	Acquired		Ordinary Shares (7904)	Direct
2017-12-07	Employee Stock Option (Right to Buy)	$37.36	A	55851	Acquired	2027-12-07	Ordinary Shares (55851)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	7926	Indirect

Footnotes

F1: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

F2: Each restricted share unit is the economic equivalent of one ordinary share of JCI.

F3: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.

F4: Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting.

F5: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.

F6: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.