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Johnson Controls International plc Director's Dealing 2013

Nov 22, 2013

29939_dirs_2013-11-22_b584ca74-429a-4ac2-93c1-6a017ea9f9c2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TYCO INTERNATIONAL LTD (TYC)
CIK: 0000833444
Period of Report: 2013-11-20

Reporting Person: BREEN EDWARD D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-20 Common Shares M 49739.0000 $31.4034 Acquired 1139537.0000 Direct
2013-11-20 Common Shares M 49739.0000 $28.2639 Acquired 1189276.0000 Direct
2013-11-20 Common Shares M 49739.0000 $25.9086 Acquired 1239015.0000 Direct
2013-11-20 Common Shares S 130413.0000 $37.4783 Disposed 1108602.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-20 Stock Option (Right to Buy) $31.4034 M 49739.0000 Disposed 2014-03-25 Common Shares (49739.0000) Direct
2013-11-20 Stock Option (Right to Buy) $28.2639 M 49739.0000 Disposed 2014-03-25 Common Shares (49739.0000) Direct
2013-11-20 Stock Option (Right to Buy) $25.9086 M 49739.0000 Disposed 2014-03-25 Common Shares (49739.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 92000.0000 Indirect

Footnotes

F1: Price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $37.2300 to $37.5900, inclusive. Reporting person will, upon request, supply the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Options became exercisable in equal installments on each of the first, second and third anniversary of the grant date.