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Johnson Controls International plc — Director's Dealing 2013
Oct 1, 2013
29939_dirs_2013-10-01_42b57ee9-4444-45e0-a1ae-ad6aea832977.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TYCO INTERNATIONAL LTD (TYC)
CIK: 0000833444
Period of Report: 2013-09-27
Reporting Person: Eldessouky Sam (SVP, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-27 | Common Shares | M | 4095.0000 | $0.0000 | Acquired | 22714.0000 | Direct |
| 2013-09-27 | Common Shares | F | 1413.0000 | $34.9450 | Disposed | 21301.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-27 | Performance Share Units | $0.0000 | M | 4095.0000 | Disposed | Common Shares (4095.0000) | Direct |
Footnotes
F1: Represents gross number of shares awarded upon payout of performance share units granted in 2010, with accrued dividend equivalent units. Number of shares delivered based on performance results through June 29, 2012.
F2: Upon vesting, the reporting person will receive a distribution of common shares based on performance targets. For all outstanding performance share units at the time, performance was determined as of June 29, 2012. Amounts presented reflect the number of shares that will be delivered upon vesting, including accrued dividend equivalent units.
F3: These performance share units vested on September 27, 2013.
F4: Includes performance share units previously reported voluntarily with different vesting terms, plus accrued dividend equivalent units. Amounts presented reflect the number of shares that will be delivered upon vesting.