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Johnson Controls International plc — Director's Dealing 2010
Dec 13, 2010
29939_dirs_2010-12-13_847340e4-531b-4236-9440-e7e9e201ee78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TYCO INTERNATIONAL LTD (TYC)
CIK: 0000833444
Period of Report: 2010-12-09
Reporting Person: Sklarsky Frank S (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-09 | Common Shares | A | 36700.0000 | $0.0000 | Acquired | 36700.0000 | Direct |
| 2010-12-09 | Common Shares | A | 9700.0000 | $0.0000 | Acquired | 46400.0000 | Direct |
| 2010-12-09 | Common Shares | A | 9100.0000 | $0.0000 | Acquired | 55500.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-09 | Performance Share Units | $ | A | 19500.0000 | Acquired | Common Shares (19500.0000) | Direct | |
| 2010-12-09 | Stock Option (Right to Buy) | $40.8500 | A | 72500.0000 | Acquired | 2020-12-08 | Common Shares (72500.0000) | Direct |
Footnotes
F1: Reflects grant of Restricted Stock Units that, subject to acceleration upon certain events, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted Stock Units accrue dividend equivalent units.
F2: Reflects grant of Restricted Stock Units that, subject to acceleration upon certain events, vest in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Restricted Stock Units accrue dividend equivalent units.
F3: Reflects grant of Restricted Stock Units that, subject to acceleration upon certain events, vest in full on the third anniversary of the grant date. Restricted Stock Units accrue dividend equivalent units.
F4: Upon vesting, the reporting person will receive a distribution of common shares based on the performance target. Amount presented represents target number of shares that may be distributed. The maximum number that may be distributed is equal to two times target amount.
F5: These performance share units vest, to the extent the performance targets are obtained, on 9/27/2013.
F6: Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.