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JOHN WILEY & SONS, INC. — Director's Dealing 2024
May 2, 2024
31639_dirs_2024-05-02_df5d66e5-a0c2-4a36-8a8c-b20f8f1d6e3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHN WILEY & SONS, INC. (WLY, WLYB)
CIK: 0000107140
Period of Report: 2024-04-30
Reporting Person: Caridi Christopher (SVP, Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-30 | Class A Common | M | 451 | — | Acquired | 8258 | Direct |
| 2024-04-30 | Class A Common | M | 329 | — | Acquired | 8587 | Direct |
| 2024-04-30 | Class A Common | M | 395 | — | Acquired | 8982 | Direct |
| 2024-04-30 | Class A Common | M | 575 | — | Acquired | 9557 | Direct |
| 2024-04-30 | Class A Common | F | 712 | $37.57 | Disposed | 8845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-30 | Restricted Stock Units | $ | M | 451 | Disposed | Class A Common (451) | Direct | |
| 2024-04-30 | Restricted Stock Units | $ | M | 329 | Disposed | Class A Common (329) | Direct | |
| 2024-04-30 | Restricted Stock Units | $ | M | 395 | Disposed | Class A Common (395) | Direct | |
| 2024-04-30 | Restricted Stock Units | $ | M | 575 | Disposed | Class A Common (575) | Direct |
Footnotes
F1: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F2: 1-for-1
F3: On October 26, 2020, the reporting person was granted 4,203 restricted stock units scheduled to vest in four annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F4: As a result of this transaction, all restricted stock units granted on October 26, 2020 have vested.
F5: On June 24, 2021, the reporting person was granted 1,316 restricted stock units scheduled to vest in four annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F6: On June 22, 2022, the reporting person was granted 1,579 restricted stock units scheduled to vest in four annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F7: On June 23, 2023, the reporting person was granted 2,303 restricted stock units scheduled to vest in four annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.