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JOHN WILEY & SONS, INC. — Director's Dealing 2023
May 3, 2023
31639_dirs_2023-05-03_32d98af7-1084-42dd-9df5-6c49fee3e565.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHN WILEY & SONS, INC. (WLY, WLYB)
CIK: 0000107140
Period of Report: 2023-05-01
Reporting Person: Caridi Christopher (SVP, Global Corp Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Class A Common | M | 927 | — | Acquired | 5549 | Direct |
| 2023-05-01 | Class A Common | M | 394 | — | Acquired | 5943 | Direct |
| 2023-05-01 | Class A Common | M | 329 | — | Acquired | 6272 | Direct |
| 2023-05-01 | Class A Common | F | 607 | $38.21 | Disposed | 5665 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-01 | Restricted Stock Units | $ | M | 927 | Disposed | Class A Common (927.0) | Direct | |
| 2023-05-01 | Restricted Stock Units | $ | M | 329 | Disposed | Class A Common (329.0) | Direct | |
| 2023-05-01 | Restricted Stock Units | $ | M | 394 | Disposed | Class A Common (394.0) | Direct |
Footnotes
F1: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F2: 1-for-1
F3: Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023.
F4: On October 26, 2020, the reporting person was granted 4,203 restricted stock units to vest: 1609 shares on April 30, 2021, 1216 shares on April 30, 2022, 927 shares on April 30, 2023, and 451 shares on April 30, 2024.
F5: Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis.
F6: On June 24, 2021, the reporting person was granted 1,316 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.
F7: On June 22, 2022, the reporting person was granted 1,579 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant.