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JOHN WILEY & SONS, INC. — Director's Dealing 2020
May 4, 2020
31639_dirs_2020-05-04_4b9840a6-f002-49e6-8bb5-ef6ee51ffb0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JOHN WILEY & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2020-04-30
Reporting Person: Verses Judy (EVP, Research)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-30 | Class A Common | M | 1951.0000 | — | Acquired | 8680.0000 | Direct |
| 2020-04-30 | Class A Common | M | 1712.0000 | — | Acquired | 10392.0000 | Direct |
| 2020-04-30 | Class A Common | M | 1623.0000 | — | Acquired | 12015.0000 | Direct |
| 2020-04-30 | Class A Common | M | 1216.0000 | — | Acquired | 13231.0000 | Direct |
| 2020-04-30 | Class A Common | M | 1113.0000 | — | Acquired | 14344.0000 | Direct |
| 2020-04-30 | Class A Common | M | 984.0000 | — | Acquired | 15328.0000 | Direct |
| 2020-04-30 | Class A Common | F | 4289.0000 | $37.5500 | Disposed | 11039.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-30 | Restricted Stock Units | $ | M | 984.0000 | Disposed | Class A Common (984.0000) | Direct | |
| 2020-04-30 | Restricted Stock Units | $ | M | 1113.0000 | Disposed | Class A Common (1113.0000) | Direct | |
| 2020-04-30 | Restricted Stock Units | $ | M | 1216.0000 | Disposed | Class A Common (1216.0000) | Direct | |
| 2020-04-30 | Restricted Stock Units | $ | M | 1623.0000 | Disposed | Class A Common (1623.0000) | Direct | |
| 2020-04-30 | Restricted Stock Units | $ | M | 1712.0000 | Disposed | Class A Common (1712.0000) | Direct | |
| 2020-04-30 | Restricted Stock Units | $ | M | 1951.0000 | Disposed | Class A Common (1951.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F3: Restricted stock units convert into Class A common stock on a one-for-one basis.
F4: On October 24, 2016, the reporting person was granted 3,934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F5: On June 20, 2018, the reporting person was granted 4,451 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F6: On June 21, 2017, the reporting person was granted 4,866 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F7: On June 21, 2017, the reporting person was granted 4,771 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.
F8: On June 27, 2019, the reporting person was granted 6,849 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F9: On May 30, 2019, the reporting person was granted 3901 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 30, 2020.