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JOHN WILEY & SONS, INC. — Director's Dealing 2019
May 2, 2019
31639_dirs_2019-05-02_e41bb252-282b-4365-8597-c7af6d893671.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2019-04-30
Reporting Person: KRITZMACHER JOHN A (CFO and EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-30 | Class A Common | M | 6298.0000 | — | Acquired | 32285.0000 | Direct |
| 2019-04-30 | Class A Common | M | 3200.0000 | $0.0000 | Acquired | 35485.0000 | Direct |
| 2019-04-30 | Class A Common | M | 2302.0000 | — | Acquired | 37787.0000 | Direct |
| 2019-04-30 | Class A Common | M | 2288.0000 | — | Acquired | 40075.0000 | Direct |
| 2019-04-30 | Class A Common | M | 1788.0000 | — | Acquired | 41863.0000 | Direct |
| 2019-04-30 | Class A Common | M | 1750.0000 | $0.0000 | Acquired | 43613.0000 | Direct |
| 2019-04-30 | Class A Common | M | 953.0000 | $0.0000 | Acquired | 44566.0000 | Direct |
| 2019-04-30 | Class A Common | F | 5711.0000 | $46.1800 | Disposed | 38855.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-30 | Restricted Stock Units | $0.0000 | M | 953.0000 | Disposed | Class A Common (953.0000) | Direct | |
| 2019-04-30 | Restricted Stock Units | $0.0000 | M | 1750.0000 | Disposed | Class A Common (1750.0000) | Direct | |
| 2019-04-30 | Restricted Stock Units | $ | M | 1788.0000 | Disposed | Class A Common (1788.0000) | Direct | |
| 2019-04-30 | Restricted Stock Units | $ | M | 2288.0000 | Disposed | Class A Common (2288.0000) | Direct | |
| 2019-04-30 | Restricted Stock Units | $ | M | 2302.0000 | Disposed | Class A Common (2302.0000) | Direct | |
| 2019-04-30 | Restricted Stock Units | $0.0000 | M | 3200.0000 | Disposed | Class A Common (3200.0000) | Direct | |
| 2019-04-30 | Restricted Stock Units | $ | M | 6298.0000 | Disposed | Class A Common (6298.0000) | Direct |
Footnotes
F1: 0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F3: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F4: On June 24, 2014, the reporting person was granted 3,500 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 20, 2018, the reporting person was granted 7,154 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F7: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F8: On June 22, 2016, the reporting person was granted 9,210 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F9: On May 31, 2018, the reporting person was granted 6,400 restricted stock units, vesting in equal amounts on June 30, 2018 and April 30, 2019.
F10: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.