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JOHN WILEY & SONS, INC. — Director's Dealing 2018
May 2, 2018
31639_dirs_2018-05-02_aa22cbfa-4285-4128-be32-0cf81ce540be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2018-04-30
Reporting Person: RINCK GARY M (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-30 | Class A Common | M | 3368.0000 | $0.0000 | Acquired | 49790.0000 | Direct |
| 2018-04-30 | Class A Common | M | 1250.0000 | $0.0000 | Acquired | 51040.0000 | Direct |
| 2018-04-30 | Class A Common | M | 1091.0000 | — | Acquired | 52131.0000 | Direct |
| 2018-04-30 | Class A Common | M | 1058.0000 | — | Acquired | 53189.0000 | Direct |
| 2018-04-30 | Class A Common | M | 850.0000 | $0.0000 | Acquired | 54039.0000 | Direct |
| 2018-04-30 | Class A Common | M | 450.0000 | $0.0000 | Acquired | 54489.0000 | Direct |
| 2018-04-30 | Class A Common | F | 2483.0000 | $65.9500 | Disposed | 52006.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-30 | Restricted Performance Units | $0.0000 | M | 3368.0000 | Disposed | Class A Common (3368.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $0.0000 | M | 450.0000 | Disposed | Class A Common (450.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $0.0000 | M | 850.0000 | Disposed | Class A Common (850.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $ | M | 1058.0000 | Disposed | Class A Common (1058.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $ | M | 1091.0000 | Disposed | Class A Common (1091.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $0.0000 | M | 1250.0000 | Disposed | Class A Common (1250.0000) | Direct |
Footnotes
F1: 0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F7: On June 24, 2014, the reporting person was granted 1,700 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.
F8: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F9: On June 21, 2017, the reporting person was granted 4,366 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F10: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.