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JOHN WILEY & SONS, INC. — Director's Dealing 2018
May 2, 2018
31639_dirs_2018-05-02_6e989bf8-9f00-40a5-b597-bf8d20c0e84f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2018-04-30
Reporting Person: KRITZMACHER JOHN A (Exec VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-30 | Class A Common | M | 6297.0000 | — | Acquired | 23017.0000 | Direct |
| 2018-04-30 | Class A Common | M | 5345.0000 | — | Acquired | 28362.0000 | Direct |
| 2018-04-30 | Class A Common | M | 2303.0000 | — | Acquired | 30665.0000 | Direct |
| 2018-04-30 | Class A Common | M | 2287.0000 | — | Acquired | 32952.0000 | Direct |
| 2018-04-30 | Class A Common | M | 1750.0000 | $0.0000 | Acquired | 34702.0000 | Direct |
| 2018-04-30 | Class A Common | M | 952.0000 | $0.0000 | Acquired | 35654.0000 | Direct |
| 2018-04-30 | Class A Common | F | 6403.0000 | $65.9500 | Disposed | 29251.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-30 | Restricted Performance Units | $ | M | 5345.0000 | Disposed | Class A Common (5345.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $0.0000 | M | 952.0000 | Disposed | Class A Common (952.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $0.0000 | M | 1750.0000 | Disposed | Class A Common (1750.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $ | M | 2287.0000 | Disposed | Class A Common (2287.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $ | M | 2303.0000 | Disposed | Class A Common (2303.0000) | Direct | |
| 2018-04-30 | Restricted Stock Units | $ | M | 6297.0000 | Disposed | Class A Common (6297.0000) | Direct |
Footnotes
F1: 0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F7: On June 24, 2014, the reporting person was granted 3,500 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.
F8: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F9: On June 22, 2016, the reporting person was granted 9,205 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F10: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.