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JOHN WILEY & SONS, INC. — Director's Dealing 2018
Jul 3, 2018
31639_dirs_2018-07-03_3fc1c597-ef78-4519-9b0d-da47ff6e472f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2018-05-31
Reporting Person: RINCK GARY M (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-30 | Class A Common | M | 1514.0000 | — | Acquired | 53520.0000 | Direct |
| 2018-06-30 | Class A Common | F | 466.0000 | $62.4000 | Disposed | 53054.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-31 | Restricted Stock Units | $ | A | 3029.0000 | Acquired | Class A Common (3029.0000) | Direct | |
| 2018-06-20 | Restricted Stock Units | $ | A | 3414.0000 | Acquired | Class A Common (3414.0000) | Direct | |
| 2018-06-30 | Restricted Stock Units | $ | M | 1514.0000 | Disposed | Class A Common (1514.0000) | Direct |
Footnotes
F1: 0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F3: Restricted stock units convert into Class A common stock on a one-for-one basis.
F4: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.
F5: The restricted stock units are subject to forfeiture until vested.
F6: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.
F7: On May 31, 2018, the reporting person was granted 3,029 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.