AI assistant
JOHN WILEY & SONS, INC. — Director's Dealing 2017
May 2, 2017
31639_dirs_2017-05-02_80ccdc77-da88-45e1-bf1c-cd9c976158dd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2017-04-30
Reporting Person: Stobaugh Clay (EVP, Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class A Common | M | 1389.0000 | — | Acquired | 2420.0000 | Direct |
| 2017-04-30 | Class A Common | M | 550.0000 | — | Acquired | 2970.0000 | Direct |
| 2017-04-30 | Class A Common | M | 492.0000 | — | Acquired | 3462.0000 | Direct |
| 2017-04-30 | Class A Common | M | 459.0000 | $0.0000 | Acquired | 3921.0000 | Direct |
| 2017-04-30 | Class A Common | M | 213.0000 | $0.0000 | Acquired | 4134.0000 | Direct |
| 2017-04-30 | Class A Common | F | 1287.0000 | $52.7000 | Disposed | 2847.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Performance Units | $ | M | 1389.0000 | Disposed | Class A Common (1389.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 213.0000 | Disposed | Class A Common (213.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 459.0000 | Disposed | Class A Common (459.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 492.0000 | Disposed | Class A Common (492.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 550.0000 | Disposed | Class A Common (550.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 24, 2015, the reporting person was granted 850 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F7: On June 24, 2015, the reporting person was granted 917 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017.
F8: On June 22, 2016, the reporting person was granted 1,970 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.
F9: On June 25, 2013, the reporting person was granted 1,100 restricted stock units, vesting in two annual installments on the fourth and fifth anniversaries of April 30th after the grant.