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JOHN WILEY & SONS, INC. — Director's Dealing 2017
May 2, 2017
31639_dirs_2017-05-02_4c71a046-1d98-4d10-b8ec-53436810d5ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2017-04-30
Reporting Person: Marzano Vincent (VP, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class A Common | M | 695.0000 | — | Acquired | 1694.0000 | Direct |
| 2017-04-30 | Class A Common | M | 275.0000 | — | Acquired | 1969.0000 | Direct |
| 2017-04-30 | Class A Common | M | 230.0000 | $0.0000 | Acquired | 2199.0000 | Direct |
| 2017-04-30 | Class A Common | M | 105.0000 | $0.0000 | Acquired | 2304.0000 | Direct |
| 2017-04-30 | Class A Common | F | 566.0000 | $52.7000 | Disposed | 1738.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Performance Units | $ | M | 695.0000 | Disposed | Class A Common (695.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 230.0000 | Disposed | Class A Common (230.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 275.0000 | Disposed | Class A Common (275.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 105.0000 | Disposed | 2019-04-30 | Class A Common (105.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 24, 2015, the reporting person was granted 459 restricted stock units as settlement of PSUs, vesting in two equal annual installments on April 30 2016 and 2017.
F7: On June 22, 2016, the reporting person was granted 1,101 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017.
F8: On June 24, 2015, the reporting person was granted 420 restricted stock units, vesting in four equal annual installments beginning on April 30 of each year after grant.