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JOHN WILEY & SONS, INC. — Director's Dealing 2017
May 2, 2017
31639_dirs_2017-05-02_33dc3997-e29d-4038-b209-96cd4e7b3dc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILEY JOHN & SONS, INC. (JWA/JWB)
CIK: 0000107140
Period of Report: 2017-04-30
Reporting Person: KRITZMACHER JOHN A (Exec VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-30 | Class A Common | M | 5345.0000 | — | Acquired | 15415.0000 | Direct |
| 2017-04-30 | Class A Common | M | 2302.0000 | — | Acquired | 17717.0000 | Direct |
| 2017-04-30 | Class A Common | M | 953.0000 | $0.0000 | Acquired | 18670.0000 | Direct |
| 2017-04-30 | Class A Common | F | 2903.0000 | $52.7000 | Disposed | 15767.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-30 | Restricted Performance Units | $ | M | 5345.0000 | Disposed | Class A Common (5345.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $0.0000 | M | 953.0000 | Disposed | Class A Common (953.0000) | Direct | |
| 2017-04-30 | Restricted Stock Units | $ | M | 2302.0000 | Disposed | Class A Common (2302.0000) | Direct |
Footnotes
F1: $0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
F3: Restricted performance units convert into Class A common stock on a one-for-one basis.
F4: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
F5: Restricted stock units convert into Class A common stock on a one-for-one basis.
F6: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments on April 30 of each year after the grant.
F7: On June 22, 2016, the reporting person was granted 9,205 restricted stock units, vesting in four equal annual installments on April 30 of each year after the grant.