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JELD-WEN Holding, Inc. — Director's Dealing 2017
Nov 16, 2017
32983_dirs_2017-11-15_57890099-73dc-4115-929e-f8687079c5a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JELD-WEN Holding, Inc. (JELD)
CIK: 0001674335
Period of Report: 2017-11-13
Reporting Person: Linker John R (SVP, Corp. Dev. & Inv. Rel.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-13 | Common Stock | M | 1232 | $14.07 | Acquired | 16075 | Direct |
| 2017-11-13 | Common Stock | M | 1232 | $9.97 | Acquired | 17307 | Direct |
| 2017-11-13 | Common Stock | M | 4571 | $10.76 | Acquired | 21878 | Direct |
| 2017-11-13 | Common Stock | M | 7051 | $23.14 | Acquired | 28929 | Direct |
| 2017-11-13 | Common Stock | M | 3531 | $18.41 | Acquired | 32460 | Direct |
| 2017-11-13 | Common Stock | M | 3531 | $14.32 | Acquired | 35991 | Direct |
| 2017-11-13 | Common Stock | M | 1232 | $18.79 | Acquired | 37223 | Direct |
| 2017-11-13 | Common Stock | F | 15535 | $35.49 | Disposed | 21688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-13 | Common Stock Option (Right to Buy) | $14.07 | M | 1232 | Disposed | 2024-05-02 | Common Stock (1232.0) | Direct |
| 2017-11-13 | Common Stock Option (Right to Buy) | $9.97 | M | 1232 | Disposed | 2024-05-02 | Common Stock (1232.0) | Direct |
| 2017-11-13 | Class B-1 Stock Option (Right to Buy) | $10.76 | M | 4571 | Disposed | 2024-05-02 | Common Stock (4571.0) | Direct |
| 2017-11-13 | Common Stock Option (Right to Buy) | $23.14 | M | 7051 | Disposed | 2023-01-12 | Common Stock (7051.0) | Direct |
| 2017-11-13 | Common Stock Option (Right to Buy) | $18.41 | M | 3531 | Disposed | 2023-01-12 | Common Stock (3531.0) | Direct |
| 2017-11-13 | Common Stock Option (Right to Buy) | $14.32 | M | 3531 | Disposed | 2023-01-12 | Common Stock (3531.0) | Direct |
| 2017-11-13 | Common Stock Option (Right to Buy) | $18.79 | M | 1232 | Disposed | 2024-05-02 | Common Stock (1232.0) | Direct |
Footnotes
F1: Shares reported were withheld for payment of the costs and taxes associated with the option exercises described in Table II.
F2: Options vested on May 2, 2016.
F3: Options disposed of vested on May 2, 2017. Remaining options vest in equal installments on May 2, 2018 and May 2, 2019.
F4: Immediately prior to the consummation of the initial public offering of the issuer's Common Stock, Class B-1 Stock Options became exercisable for Common Stock (the "Class B-1 Conversion"). The number of options and the applicable exercise prices are presented on a post-Class B-1 Conversion basis.
F5: Options vested on May 2, 2015.
F6: Options vested in equal installments on January 12, 2014 and January 12, 2015.
F7: Options vested on January 12, 2016.
F8: Options vested on January 12, 2017.
F9: Options vested on May 2, 2015.